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FCT

First Trust Senior Floating Rate Income Fund II

52 hedge funds and large institutions have $106M invested in First Trust Senior Floating Rate Income Fund II in 2018 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 14 increasing their positions, 18 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

5% more capital invested

Capital invested by funds: $100M → $106M (+$5.42M)

0.74% more ownership

Funds ownership: 29.06%29.8% (+0.74%)

15% less funds holding

Funds holding: 6152 (-9)

22% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 18

53% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 17

Holders
52
Holders Change
-9
Holders Change %
-14.75%
% of All Funds
1.19%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
14
Reduced
18
Closed
17
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RJFSA
26
Raymond James Financial Services Advisors
Florida
$364K -$2.17K -168 -0.6%
SRC
27
Shufro Rose & Co
New York
$306K -$244K -18,900 Closed
LTFS
28
Ladenburg Thalmann Financial Services
Florida
$268K +$3.84K +297 +1%
JP Morgan Chase
29
JP Morgan Chase
New York
$239K +$68.1K +5,272 +41%
Bank of Montreal
30
Bank of Montreal
Ontario, Canada
$197K -$7.54K -584 -4%
AI
31
Atria Investments
North Carolina
$196K -$1.38K -107 -0.7%
PCM
32
Penserra Capital Management
California
$185K +$64.5K +4,995 +55%
UCFA
33
United Capital Financial Advisors
Texas
$157K
HH
34
Hilltop Holdings
Texas
$147K +$143K +11,075 New
SFS
35
Shaker Financial Services
Virginia
$143K -$200K -15,496 -59%
VAM
36
Visionary Asset Management
Texas
$136K +$135K +10,421 New
SWP
37
Stratos Wealth Partners
Ohio
$100K
GWM
38
Geneos Wealth Management
Colorado
$94K -$94.6K -7,319 -51%
Envestnet Asset Management
39
Envestnet Asset Management
Illinois
$92K +$3.54K +274 +4%
BFEC
40
Benjamin F. Edwards & Company
Missouri
$92K +$4.11K +318 +5%
IA
41
IFP Advisors
Florida
$89K
GRP
42
Global Retirement Partners
California
$69K +$4.54K +351 +7%
GWS
43
Glassman Wealth Services
Virginia
$50K +$49.1K +3,800 New
HNB
44
Huntington National Bank
Ohio
$41K
AA
45
AlphaMark Advisors
Kentucky
$38K
Citigroup
46
Citigroup
New York
$30K -$6.69K -518 -18%
SWM
47
SeaCrest Wealth Management
New York
$30K
CFN
48
Cordasco Financial Network
Florida
$15K
CIBC Private Wealth Group
49
CIBC Private Wealth Group
Georgia
$14K +$13.3K +1,032 New
CPIG
50
Chicago Partners Investment Group
Illinois
$11K +$10.9K +840 New

FCT Hedge Fund Activity: Q1 2018 in Review

52 of the 4,364 institutional investors tracked by Wall St. Rank reported a position in First Trust Senior Floating Rate Income Fund II (FCT) for Q1 2018, worth a combined $106M — up 5.4% from $100M a quarter earlier.

Sellers outnumbered buyers: 17 funds closed out of FCT and 8 opened new positions — a net loss of 9 holders — while 18 trimmed existing stakes and 14 added.

The largest buyer was Relative Value Partners Group, adding an estimated $4.73M. The largest seller was Peak Capital Management, exiting entirely with an estimated $1.51M sold.

  • 52 institutional investors held First Trust Senior Floating Rate Income Fund II (FCT) as of Q1 2018, down from 61 in Q4 2017.
  • Funds reported $106M of First Trust Senior Floating Rate Income Fund II stock for Q1 2018, up 5.4% quarter-over-quarter.
  • 8 funds opened new First Trust Senior Floating Rate Income Fund II positions in Q1 2018 and 17 closed out, a net change of -9 holders.
  • The largest First Trust Senior Floating Rate Income Fund II buyer in Q1 2018 was Relative Value Partners Group, an estimated $4.73M added.
  • The largest First Trust Senior Floating Rate Income Fund II seller in Q1 2018 was Peak Capital Management, an estimated $1.51M sold.

Based on aggregated 13F filings for Q1 2018.