FCT

First Trust Senior Floating Rate Income Fund II
FCT

Overview Fund Activity

52 hedge funds and large institutions have $106M invested in First Trust Senior Floating Rate Income Fund II in 2018 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 14 increasing their positions, 18 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
52
Holders Change
-9
Holders Change %
-14.75%
% of All Funds
1.19%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
14
Reduced
18
Closed
17
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RVPG
Relative Value Partners Group
+$4.84M
2
EIA
Edgemoor Investment Advisors
Maryland
+$2.63M
3
Morgan Stanley
Morgan Stanley
New York
+$1.71M
4
GC
Guggenheim Capital
Illinois
+$862K
5
Ameriprise
Ameriprise
Minnesota
+$626K

Top Sellers

1
PCM
Peak Capital Management
Colorado
-$1.52M
2
Cohen & Steers
Cohen & Steers
New York
-$1.37M
3
WAM
Wolverine Asset Management
Illinois
-$1.02M
4
CRC
Curi RMB Capital
Illinois
-$693K
5
GI
Gradient Investments
Minnesota
-$513K
Name Holding Trade Value Shares
Change 		Shares
Change %
RJFSA
26
Raymond James Financial Services Advisors
Florida
$364K -$2.22K -168 -0.6%
SRC
27
Shufro Rose & Co
New York
$306K -$244K -18,900 Closed
LTFS
28
Ladenburg Thalmann Financial Services
Florida
$268K +$3.91K +297 +1%
JPMorgan Chase & Co
29
JPMorgan Chase & Co
New York
$239K +$69.6K +5,272 +41%
Bank of Montreal
30
Bank of Montreal
Ontario, Canada
$197K -$7.74K -584 -4%
AI
31
Atria Investments
North Carolina
$196K -$1.42K -107 -0.7%
PCM
32
Penserra Capital Management
California
$185K +$65.9K +4,995 +55%
UCFA
33
United Capital Financial Advisors
Texas
$157K – – –
HH
34
Hilltop Holdings
Texas
$147K +$147K +11,075 New
SFS
35
Shaker Financial Services
Virginia
$143K -$205K -15,496 -59%
VAM
36
Visionary Asset Management
Texas
$136K +$136K +10,421 New
SWP
37
Stratos Wealth Partners
Ohio
$100K – – –
GWM
38
Geneos Wealth Management
Colorado
$94K -$96.7K -7,319 -51%
Envestnet Asset Management
39
Envestnet Asset Management
Illinois
$92K +$3.64K +274 +4%
BFEC
40
Benjamin F. Edwards & Company
Missouri
$92K +$4.21K +318 +5%
IA
41
IFP Advisors
Florida
$89K – – –
GRP
42
Global Retirement Partners
California
$69K +$4.62K +351 +7%
GWS
43
Glassman Wealth Services
Virginia
$50K +$50K +3,800 New
HNB
44
Huntington National Bank
Ohio
$41K – – –
AA
45
AlphaMark Advisors
Kentucky
$38K – – –
Citigroup
46
Citigroup
New York
$30K -$6.77K -518 -18%
SWM
47
SeaCrest Wealth Management
New York
$30K – – –
CFN
48
Cordasco Financial Network
Florida
$15K – – –
CIBC Private Wealth Group
49
CIBC Private Wealth Group
Georgia
$14K +$14K +1,032 New
CPIG
50
Chicago Partners Investment Group
Illinois
$11K +$11K +840 New
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