FCT

First Trust Senior Floating Rate Income Fund II
FCT

Overview Fund Activity

61 hedge funds and large institutions have $100M invested in First Trust Senior Floating Rate Income Fund II in 2017 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 16 increasing their positions, 16 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
61
Holders Change
+14
Holders Change %
+29.79%
% of All Funds
1.39%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
18
Increased
16
Reduced
16
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RVPG
Relative Value Partners Group
$12.4M
2
WCMNY
Westchester Capital Management (New York)
New York
$994K
3
WAM
Wolverine Asset Management
Illinois
$1.02M
4
CRC
Curi RMB Capital
Illinois
$693K
5
MML Investors Services
MML Investors Services
Massachusetts
$367K

Top Sellers

1
Bank of America
Bank of America
North Carolina
$33.5M
2
RCM
Robinson Capital Management
Michigan
$0
3
GC
Guggenheim Capital
Illinois
$3.39M
4
RJFSA
Raymond James Financial Services Advisors
Florida
$357K
5
GI
Gradient Investments
Minnesota
$5.51M
Name Holding Trade Value Shares
Change 		Shares
Change %
CA
26
Cetera Advisors
Colorado
$453K – – –
COLIM
27
City of London Investment Management
United Kingdom
$386K +$91.5K +7,095 +31%
MML Investors Services
28
MML Investors Services
Massachusetts
$367K +$367K +28,456 New
RJFSA
29
Raymond James Financial Services Advisors
Florida
$357K -$432K -33,477 -55%
DA
30
Doliver Advisors
Texas
$343K +$39K +3,026 +13%
SFS
31
Shaker Financial Services
Virginia
$340K +$340K +26,318 New
Susquehanna International Group
32
Susquehanna International Group
Pennsylvania
$320K +$320K +24,789 New
OFG
33
OTA Financial Group
New York
$311K +$311K +24,142 New
Squarepoint
34
Squarepoint
New York
$266K +$266K +20,597 New
LTFS
35
Ladenburg Thalmann Financial Services
Florida
$259K +$79.4K +6,145 +44%
SRC
36
Shufro Rose & Co
New York
$244K +$244K +18,900 New
LCM
37
Landscape Capital Management
New Jersey
$234K +$234K +18,167 New
CAN
38
Cetera Advisor Networks
California
$225K +$225K +17,500 New
Bank of Montreal
39
Bank of Montreal
Ontario, Canada
$199K – – –
AI
40
Atria Investments
North Carolina
$192K -$142K -10,975 -42%
GWM
41
Geneos Wealth Management
Colorado
$186K +$39.8K +3,086 +27%
WAM
42
Weiss Asset Management
Massachusetts
$168K +$168K +12,995 New
JPMorgan Chase & Co
43
JPMorgan Chase & Co
New York
$165K +$165K +12,827 New
Bank of New York Mellon
44
Bank of New York Mellon
New York
$154K +$154K +11,955 New
UCFA
45
United Capital Financial Advisors
Texas
$153K – – –
Janney Montgomery Scott
46
Janney Montgomery Scott
Pennsylvania
$142K – – –
CCP
47
Corient Capital Partners
California
$133K – – –
PCM
48
Penserra Capital Management
California
$116K +$46.9K +3,647 +68%
SWP
49
Stratos Wealth Partners
Ohio
$98K +$98K +7,562 New
IA
50
IFP Advisors
Florida
$89K -$10.8K -836 -11%
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