FCT

First Trust Senior Floating Rate Income Fund II
FCT

Overview Fund Activity

40 hedge funds and large institutions have $84M invested in First Trust Senior Floating Rate Income Fund II in 2015 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 14 increasing their positions, 11 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
40
Holders Change
-7
Holders Change %
-14.89%
% of All Funds
1.12%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
14
Reduced
11
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Baillie Gifford & Co
Baillie Gifford & Co
United Kingdom
$16.7M
2
Morgan Stanley
Morgan Stanley
New York
$9.09M
3
Invesco
Invesco
Georgia
$3.88M
4
RJFSA
Raymond James Financial Services Advisors
Florida
$636K
5
GC
Guggenheim Capital
Illinois
$7.39M

Top Sellers

1
Bank of America
Bank of America
North Carolina
$21.7M
2
KA
Klingman & Associates
New York
$1.77M
3
LPL Financial
LPL Financial
California
$660K
4
HK
Horizon Kinetics
New York
$0
5
Wells Fargo
Wells Fargo
California
$1.94M
Name Holding Trade Value Shares
Change 		Shares
Change %
LPC
26
Loeb Partners Corp
New York
$192K +$192K +15,300 New
SRC
27
Shufro Rose & Co
New York
$164K +$17.5K +1,400 +12%
LCM
28
Landscape Capital Management
New Jersey
$164K +$35.4K +2,807 +28%
RVPG
29
Relative Value Partners Group
$141K -$6.32K -501 -4%
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$82K -$2.21K -175 -3%
AA
31
Apriem Advisors
California
$82K +$12.6K +1,000 +18%
Royal Bank of Canada
32
Royal Bank of Canada
Ontario, Canada
$59K +$10.8K +860 +22%
WCMNY
33
Westchester Capital Management (New York)
New York
$35K – – –
DLHL
34
Donald L. Hagan LLC
Florida
$33K +$33K +2,600 New
CFN
35
Cordasco Financial Network
Florida
$26K – – –
Bank of Montreal
36
Bank of Montreal
Ontario, Canada
$25K – – –
FCCM
37
First City Capital Management
Georgia
$22.3K +$22.3K +1,774 New
RIA
38
Regal Investment Advisors
Michigan
$21K – – –
TFA
39
Transamerica Financial Advisors
Florida
$12K – – –
RPG
40
Risk Paradigm Group
Texas
$11.6K +$11.6K +925 New
NFG
41
Next Financial Group
Texas
$1K – – –
HK
42
Horizon Kinetics
New York
– -$655K -49,800 Closed
CI
43
CAZ Investments
Texas
– -$330K -25,042 Closed
DA
44
Doliver Advisors
Texas
– -$191K -14,504 Closed
TRCT
45
Tower Research Capital (TRC)
New York
– -$67K -5,100 Closed
WIC
46
Woodmont Investment Counsel
Tennessee
– -$13K -1,000 Closed
MFS
47
MSI Financial Services
Massachusetts
– -$13K -1,000 Closed
S
48
SignatureFD
Georgia
– -$5K -366 Closed
Barclays
49
Barclays
United Kingdom
– -$4K -270 Closed
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