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FCT

First Trust Senior Floating Rate Income Fund II

40 hedge funds and large institutions have $84M invested in First Trust Senior Floating Rate Income Fund II in 2015 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 14 increasing their positions, 11 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

27% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 11

0.21% more ownership

Funds ownership: 24.13%24.34% (+0.21%)

2% less capital invested

Capital invested by funds: $85.3M → $84M (-$1.29M)

15% less funds holding

Funds holding: 4740 (-7)

56% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 9

Holders
40
Holders Change
-7
Holders Change %
-14.89%
% of All Funds
1.12%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
14
Reduced
11
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPC
26
Loeb Partners Corp
New York
$192K +$201K +15,300 New
SRC
27
Shufro Rose & Co
New York
$164K +$18.3K +1,400 +12%
LCM
28
Landscape Capital Management
New Jersey
$164K +$36.8K +2,807 +28%
RVPG
29
Relative Value Partners Group
$141K -$6.57K -501 -4%
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$82K -$2.29K -175 -3%
AA
31
Apriem Advisors
California
$82K +$13.1K +1,000 +18%
Royal Bank of Canada
32
Royal Bank of Canada
Ontario, Canada
$59K +$11.3K +860 +22%
WCMNY
33
Westchester Capital Management (New York)
New York
$35K
DLHL
34
Donald L. Hagan LLC
Florida
$33K +$34.1K +2,600 New
CFN
35
Cordasco Financial Network
Florida
$26K
Bank of Montreal
36
Bank of Montreal
Ontario, Canada
$25K
FCCM
37
First City Capital Management
Georgia
$22.3K +$23.2K +1,774 New
RIA
38
Regal Investment Advisors
Michigan
$21K
TFA
39
Transamerica Financial Advisors
Florida
$12K
RPG
40
Risk Paradigm Group
Texas
$11.6K +$12.1K +925 New
NFG
41
Next Financial Group
Texas
$1K
HK
42
Horizon Kinetics
New York
-$655K -49,800 Closed
CI
43
CAZ Investments
Texas
-$330K -25,042 Closed
DA
44
Doliver Advisors
Texas
-$191K -14,504 Closed
TRCT
45
Tower Research Capital (TRC)
New York
-$66.8K -5,100 Closed
MFS
46
MSI Financial Services
Massachusetts
-$13K -1,000 Closed
WIC
47
Woodmont Investment Counsel
Tennessee
-$13K -1,000 Closed
S
48
SignatureFD
Georgia
-$5K -366 Closed
Barclays
49
Barclays
United Kingdom
-$4K -270 Closed

FCT Hedge Fund Activity: Q3 2015 in Review

40 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in First Trust Senior Floating Rate Income Fund II (FCT) for Q3 2015, worth a combined $84M — down 1.5% from $85.3M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of FCT and 4 opened new positions — a net loss of 5 holders — while 11 trimmed existing stakes and 14 added.

The largest buyer was Baillie Gifford & Co, adding an estimated $9.44M. The largest seller was Bank of America, cutting an estimated $2.12M.

  • 40 institutional investors held First Trust Senior Floating Rate Income Fund II (FCT) as of Q3 2015, down from 47 in Q2 2015.
  • Funds reported $84M of First Trust Senior Floating Rate Income Fund II stock for Q3 2015, down 1.5% quarter-over-quarter.
  • 4 funds opened new First Trust Senior Floating Rate Income Fund II positions in Q3 2015 and 9 closed out, a net change of -5 holders.
  • The largest First Trust Senior Floating Rate Income Fund II buyer in Q3 2015 was Baillie Gifford & Co, an estimated $9.44M added.
  • The largest First Trust Senior Floating Rate Income Fund II seller in Q3 2015 was Bank of America, an estimated $2.12M sold.

Based on aggregated 13F filings for Q3 2015.