CAZ Investments’s First Trust Senior Floating Rate Income Fund II FCT Stock Holding History

CAZ Investments’s Portfolio FCT Stock Details FCT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-25,042	Closed	-$330K	–	64
2015 Q2	$330K	Buy	25,042 +122	+0.5%	+$1.67K	0.17%	86
2015 Q1	$344K	Sell	24,920 -518	-2%	-$6.9K	0.24%	95
2014 Q4	$331K	Buy	+25,438	New	+$333K	0.24%	103

Other funds holding FCT

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Baillie Gifford & Co Edinburgh, United Kingdom $97.9B AUM 20.73% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

YMRC

Yorktown Management & Research Company Forest, Virginia $120M AUM 52.72% 1-Year Est. Return

Gradient Investments Arden Hills, Minnesota $7.25B AUM 20.71% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Klingman & Associates New York $2.09B AUM 16.49% 1-Year Est. Return

CAZ Investments's FCT Position: Q3 2015 in Review

CAZ Investments sold out of First Trust Senior Floating Rate Income Fund II (FCT) in Q3 2015, closing a stake of 25,042 shares — an estimated $330K sold.

CAZ Investments first reported a position in FCT in Q4 2014 and held it in 3 quarters. The position peaked at $344K in Q1 2015. 40 funds tracked by Wall St. Rank hold FCT as of Q3 2015.

CAZ Investments reported no remaining First Trust Senior Floating Rate Income Fund II position as of Q3 2015 after selling out during the quarter.
CAZ Investments sold 25,042 First Trust Senior Floating Rate Income Fund II shares in Q3 2015, an estimated $330K.
CAZ Investments first reported a position in First Trust Senior Floating Rate Income Fund II in Q4 2014 and held it in 3 quarters.
CAZ Investments's First Trust Senior Floating Rate Income Fund II position peaked at $344K in Q1 2015.
40 funds tracked by Wall St. Rank held First Trust Senior Floating Rate Income Fund II as of Q3 2015.

Based on CAZ Investments's 13F filing for Q3 2015, filed 3 Nov 2015.