FCT

First Trust Senior Floating Rate Income Fund II
FCT

Overview Fund Activity

47 hedge funds and large institutions have $85.3M invested in First Trust Senior Floating Rate Income Fund II in 2015 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 17 increasing their positions, 9 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
47
Holders Change
-1
Holders Change %
-2.08%
% of All Funds
1.27%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
17
Reduced
9
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GC
Guggenheim Capital
Illinois
$7.44M
2
YMRC
Yorktown Management & Research Company
Virginia
$3.19M
3
UBS Group
UBS Group
Switzerland
$3.6M
4
M&T Bank
M&T Bank
New York
$605K
5
Citigroup
Citigroup
New York
$854K

Top Sellers

1
MIG
Mariner Investment Group
New York
$0
2
RJFSA
Raymond James Financial Services Advisors
Florida
$287K
3
HNB
Huntington National Bank
Ohio
$539K
4
TAM
Trust Asset Management
Texas
$4.19M
5
LPC
Loeb Partners Corp
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Deutsche Bank
26
Deutsche Bank
Germany
$309K -$168K -12,795 -35%
RJFSA
27
Raymond James Financial Services Advisors
Florida
$287K -$1.6M -121,500 -85%
PAG
28
Private Advisor Group
New Jersey
$270K +$270K +20,489 New
DA
29
Doliver Advisors
Texas
$191K +$191K +14,504 New
RVPG
30
Relative Value Partners Group
$154K +$154K +11,672 New
SRC
31
Shufro Rose & Co
New York
$153K – – –
LCM
32
Landscape Capital Management
New Jersey
$134K +$134K +10,203 New
LTFS
33
Ladenburg Thalmann Financial Services
Florida
$88K – – –
AA
34
Apriem Advisors
California
$72K – – –
TRCT
35
Tower Research Capital (TRC)
New York
$67K +$63.7K +4,848 +1,924%
Royal Bank of Canada
36
Royal Bank of Canada
Ontario, Canada
$51K -$19.9K -1,500 -28%
WCMNY
37
Westchester Capital Management (New York)
New York
$36K +$36K +2,772 New
CFN
38
Cordasco Financial Network
Florida
$28K -$14.7K -1,100 -34%
Bank of Montreal
39
Bank of Montreal
Ontario, Canada
$26K – – –
RIA
40
Regal Investment Advisors
Michigan
$22K – – –
MFS
41
MSI Financial Services
Massachusetts
$13K – – –
WIC
42
Woodmont Investment Counsel
Tennessee
$13K +$13K +1,000 New
TFA
43
Transamerica Financial Advisors
Florida
$12K – – –
S
44
SignatureFD
Georgia
$5K -$10.3K -753 -67%
Barclays
45
Barclays
United Kingdom
$4K +$2.4K +162 +150%
NFG
46
Next Financial Group
Texas
$1K – – –
AIG
47
American International Group
New York
$290 – – –
MIG
48
Mariner Investment Group
New York
– -$5.47M -395,857 Closed
LPC
49
Loeb Partners Corp
New York
– -$211K -15,300 Closed
IT
50
Independence Trust
Tennessee
– -$174K -12,599 Closed
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