FCT

First Trust Senior Floating Rate Income Fund II
FCT

Overview Fund Activity

48 hedge funds and large institutions have $90M invested in First Trust Senior Floating Rate Income Fund II in 2015 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 11 increasing their positions, 14 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
48
Holders Change
-3
Holders Change %
-5.88%
% of All Funds
1.28%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
13
Increased
11
Reduced
14
Closed
15
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Cohen & Steers
Cohen & Steers
New York
$1.34M
2
GC
Guggenheim Capital
Illinois
$4.6M
3
AAM
Advisors Asset Management
Colorado
$1.19M
4
YMRC
Yorktown Management & Research Company
Virginia
$1.05M
5
HNB
Huntington National Bank
Ohio
$917K

Top Sellers

1
CA
Cornerstone Advisors
North Carolina
$0
2
RVP
Relative Value Partners
Illinois
$1.9M
3
LCM
Laurion Capital Management
New York
$0
4
SG Americas Securities
SG Americas Securities
New York
$0
5
VKH
Virtu KCG Holdings
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Deutsche Bank
26
Deutsche Bank
Germany
$501K -$61.4K -4,456 -11%
Citigroup
27
Citigroup
New York
$443K +$440K +31,796 +13,946%
CI
28
CAZ Investments
Texas
$344K -$7.15K -518 -2%
LPC
29
Loeb Partners Corp
New York
$211K – – –
IT
30
Independence Trust
Tennessee
$174K – – –
SRC
31
Shufro Rose & Co
New York
$161K – – –
LTFS
32
Ladenburg Thalmann Financial Services
Florida
$92K +$13.8K +1,000 +18%
AA
33
Apriem Advisors
California
$76K +$62.2K +4,500 +450%
Royal Bank of Canada
34
Royal Bank of Canada
Ontario, Canada
$74K -$93K -6,717 -56%
CFN
35
Cordasco Financial Network
Florida
$44K – – –
Bank of Montreal
36
Bank of Montreal
Ontario, Canada
$28K +$28K +2,000 New
FCCM
37
First City Capital Management
Georgia
$24.5K – – –
RIA
38
Regal Investment Advisors
Michigan
$23K – – –
AllianceBernstein
39
AllianceBernstein
Tennessee
$17K – – –
S
40
SignatureFD
Georgia
$15K +$15K +1,119 New
MFS
41
MSI Financial Services
Massachusetts
$14K +$14K +1,000 New
TFA
42
Transamerica Financial Advisors
Florida
$13K +$13K +900 New
BIM
43
BlackRock Investment Management
Delaware
$8K +$4.83K +332 +152%
TRCT
44
Tower Research Capital (TRC)
New York
$3K +$3K +252 New
NFG
45
Next Financial Group
Texas
$1K – – –
Barclays
46
Barclays
United Kingdom
$1K +$1K +108 New
AIG
47
American International Group
New York
$304 – – –
CA
48
Cornerstone Advisors
North Carolina
– -$1.65M -127,111 Closed
LCM
49
Laurion Capital Management
New York
– -$961K -73,841 Closed
SG Americas Securities
50
SG Americas Securities
New York
– -$721K -55,391 Closed
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