FCT

First Trust Senior Floating Rate Income Fund II

45 hedge funds and large institutions have $71.4M invested in First Trust Senior Floating Rate Income Fund II in 2014 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 11 increasing their positions, 13 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
45
Holders Change
+1
Holders Change %
+2.27%
% of All Funds
1.3%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
11
Reduced
13
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Shares
Change %
LPC
26
Loeb Partners Corp
New York
$230K -$28.9K -2,000 -11%
Janney Montgomery Scott
27
Janney Montgomery Scott
Pennsylvania
$204K +$31.4K +2,175 +18%
SRC
28
Shufro Rose & Co
New York
$190K
UCFA
29
United Capital Financial Advisors
Texas
$168K -$21.6K -1,500 -11%
Commonwealth Equity Services
30
Commonwealth Equity Services
Massachusetts
$163K -$213K -14,779 -57%
Ameriprise
31
Ameriprise
Minnesota
$69K +$50.3K +3,477 +270%
AA
32
Apriem Advisors
California
$51K
CFN
33
Cordasco Financial Network
Florida
$46K
WRM
34
Westport Resources Management
Connecticut
$43K
WCMNY
35
Westchester Capital Management (New York)
New York
$40K +$40K +2,772 New
Citigroup
36
Citigroup
New York
$27K -$185K -13,164 -87%
RIA
37
Regal Investment Advisors
Michigan
$25K
AllianceBernstein
38
AllianceBernstein
Tennessee
$17K +$17K +1,200 New
US Bancorp
39
US Bancorp
Minnesota
$14K
TRCT
40
Tower Research Capital (TRC)
New York
$7K -$48.8K -3,218 -87%
Bessemer Group
41
Bessemer Group
New Jersey
$7K
BNP Paribas Financial Markets
42
BNP Paribas Financial Markets
France
$4.21K
LTFS
43
Ladenburg Thalmann Financial Services
Florida
$3K
Barclays
44
Barclays
United Kingdom
$1K -$191K -12,764 -99%
AIG
45
American International Group
New York
$318
PP
46
Paloma Partners
Connecticut
-$1.1M -76,091 Closed
WAM
47
Weiss Asset Management
Massachusetts
-$385K -26,583 Closed
SG Americas Securities
48
SG Americas Securities
New York
-$326K -22,499 Closed
SFS
49
Shaker Financial Services
Virginia
-$210K -14,455 Closed
WEC
50
Winslow Evans & Crocker
Massachusetts
-$73K -5,000 Closed