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First Trust Multi Cap Value AlphaDEX Fund
FAB

Overview Fund Activity

40 hedge funds and large institutions have $102M invested in First Trust Multi Cap Value AlphaDEX Fund in 2015 Q2 according to their latest regulatory filings, with 2 funds opening new positions, 20 increasing their positions, 13 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
40
Holders Change
-4
Holders Change %
-9.09%
% of All Funds
1.08%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
2
Increased
20
Reduced
13
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJA
Raymond James & Associates
Florida
$14.5M
2
Morgan Stanley
Morgan Stanley
New York
$28.7M
3
SAM
Stringer Asset Management
Tennessee
$8.41M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$868K
5
Bank of America
Bank of America
North Carolina
$1.88M

Top Sellers

1
Jane Street
Jane Street
New York
$0
2
CS
Credit Suisse
Switzerland
$0
3
CFA
Cahill Financial Advisors
Minnesota
$0
4
Wells Fargo
Wells Fargo
California
$6.45M
5
UBS Group
UBS Group
Switzerland
$9.46M
Name Holding Trade Value Shares
Change 		Shares
Change %
Janney Montgomery Scott
26
Janney Montgomery Scott
Pennsylvania
$400K +$34.4K +741 +9%
PAG
27
Private Advisor Group
New Jersey
$361K +$29.5K +635 +9%
BRWA
28
B. Riley Wealth Advisors
Florida
$342K +$41.8K +900 +14%
Cambridge Investment Research Advisors
29
Cambridge Investment Research Advisors
Iowa
$286K -$26.6K -572 -8%
PNC Financial Services Group
30
PNC Financial Services Group
Pennsylvania
$257K +$102K +2,196 +66%
SPC
31
Sigma Planning Corp
Michigan
$204K +$232 +5 +0.1%
LTFS
32
Ladenburg Thalmann Financial Services
Florida
$175K – – –
WA
33
WFG Advisors
Texas
$166K +$791 +17 +0.5%
Citigroup
34
Citigroup
New York
$150K +$55.5K +1,192 +59%
DADC
35
D.A. Davidson & Co
Montana
$127K +$15.6K +335 +14%
Northwestern Mutual Wealth Management
36
Northwestern Mutual Wealth Management
Wisconsin
$46K +$46K +1,000 New
Fifth Third Bancorp
37
Fifth Third Bancorp
Ohio
$29K – – –
WEC
38
Winslow Evans & Crocker
Massachusetts
$18.6K – – –
MFS
39
MSI Financial Services
Massachusetts
$9K – – –
Jane Street
40
Jane Street
New York
– -$1.84M -38,570 Closed
CS
41
Credit Suisse
Switzerland
– -$1.52M -31,898 Closed
CFA
42
Cahill Financial Advisors
Minnesota
– -$1.06M -22,212 Closed
WP
43
WealthPLAN Partners
Nebraska
– -$358K -7,550 Closed
NPC
44
National Planning Corporation
California
– -$239K -4,931 Closed
SI
45
SII Investments
Wisconsin
– -$209K -4,335 Closed
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