ECF

Ellsworth Growth & Income Fund
ECF

Overview Fund Activity

39 hedge funds and large institutions have $42.5M invested in Ellsworth Growth & Income Fund in 2014 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 13 increasing their positions, 9 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
39
Holders Change
+5
Holders Change %
+14.71%
% of All Funds
1.04%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
13
Reduced
9
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
MIG
1
Mariner Investment Group
New York
$275K
2
Morgan Stanley
2
Morgan Stanley
New York
$3.65M
3
WAM
3
Weiss Asset Management
Massachusetts
$215K
4
MFS
4
MSI Financial Services
Massachusetts
$1.26M
5
AAM
5
Advisors Asset Management
Colorado
$4.24M

Top Sellers

1
Geode Capital Management
1
Geode Capital Management
Massachusetts
$1.95M
2
DI
2
Dalton Investments
Nevada
$376K
3
WAM
3
Wolverine Asset Management
Illinois
$569K
4
SFS
4
Shaker Financial Services
Virginia
$578K
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$1.01M
Name Holding Trade Value Shares
Change 		Shares
Change %
MIC
26
Meridian Investment Counsel
California
$224K +$95.7K +11,000 +75%
WAM
27
Weiss Asset Management
Massachusetts
$215K +$215K +24,655 New
ST
28
Sentinel Trust
Texas
$204K – – –
SFM
29
Signet Financial Management
New Jersey
$197K +$197K +22,667 New
AA
30
Ancora Advisors
Ohio
$148K – – –
Royal Bank of Canada
31
Royal Bank of Canada
Ontario, Canada
$110K +$1.01K +116 +0.9%
Creative Planning
32
Creative Planning
Kansas
$28K +$28K +3,179 New
TCM
33
Tradewinds Capital Management
Washington
$24K – – –
Bank of America
34
Bank of America
North Carolina
$18K +$708 +82 +4%
BBPWM
35
Blue Bell Private Wealth Management
Pennsylvania
$5K – – –
TRCT
36
Tower Research Capital (TRC)
New York
$3K – – –
PAM
37
Panagora Asset Management
Massachusetts
$3K +$3K +400 New
RC
38
RegentAtlantic Capital
New Jersey
$1.71K +$1.71K +196 New
BRWA
39
B. Riley Wealth Advisors
Florida
$2 +$2 +260 New
HCMT
40
Highland Capital Management (Texas)
Texas
– -$107K -12,335 Closed
First Trust Advisors
41
First Trust Advisors
Illinois
– -$90K -10,415 Closed
1
2