ECF

Ellsworth Growth & Income Fund
ECF

Overview Fund Activity

32 hedge funds and large institutions have $35.8M invested in Ellsworth Growth & Income Fund in 2016 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 12 increasing their positions, 10 reducing their positions, and 4 closing their positions.

Holders
32
Holders Change
-1
Holders Change %
-3.03%
% of All Funds
0.86%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
12
Reduced
10
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Ameriprise
1
Ameriprise
Minnesota
$732K
2
UBS Group
2
UBS Group
Switzerland
$6.72M
3
Geode Capital Management
3
Geode Capital Management
Massachusetts
$186K
4
Wells Fargo
4
Wells Fargo
California
$1.81M
5
RJA
5
Raymond James & Associates
Florida
$952K

Top Sellers

1
SIA
1
Sit Investment Associates
Minnesota
$1.2M
2
LCM
2
Landscape Capital Management
New Jersey
$687K
3
GFM
3
Gramercy Funds Management
Connecticut
$0
4
ST
4
Sentinel Trust
Texas
$0
5
Citigroup
5
Citigroup
New York
$149K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$9.3M 1,135,934 +4,215 +0.4%
UBS Group
2
UBS Group
Switzerland
$6.72M 819,854 +54,749 +7%
AAM
3
Advisors Asset Management
Colorado
$2.73M 332,908 -32,289 -9%
GC
4
Guggenheim Capital
Illinois
$2.2M 268,724 -458 -0.2%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$2.07M 253,238 +2,585 +1%
Wells Fargo
6
Wells Fargo
California
$1.81M 220,632 +18,012 +9%
SIA
7
Sit Investment Associates
Minnesota
$1.2M 145,905 -146,105 -50%
MFS
8
MSI Financial Services
Massachusetts
$1.17M 142,749 +834 +0.6%
RJA
9
Raymond James & Associates
Florida
$952K 116,239 +13,931 +14%
SFS
10
Shaker Financial Services
Virginia
$934K 114,092 +1,012 +0.9%
LJAC
11
L.J. Altfest & Co
New York
$762K 93,098 +219 +0.2%
Ameriprise
12
Ameriprise
Minnesota
$732K 89,369 +89,369 New
LCM
13
Landscape Capital Management
New Jersey
$687K 83,897 -126,160 -60%
CWM
14
Concert Wealth Management
California
$685K 83,699 – –
SCM
15
Saba Capital Management
New York
$670K 81,843 -10,014 -11%
HighTower Advisors
16
HighTower Advisors
Illinois
$470K 57,322 +1,723 +3%
ACP
17
Aviance Capital Partners
Florida
$463K 56,555 +1,422 +3%
RVPG
18
Relative Value Partners Group
$401K 48,935 -3,000 -6%
BI
19
Bulldog Investors
New Jersey
$279K 34,123 -1,000 -3%
CCM
20
Coe Capital Management
Illinois
$262K 32,665 – –
Invesco
21
Invesco
Georgia
$245K 29,875 -825 -3%
CRC
22
Curi RMB Capital
Illinois
$228K 27,819 -21,029 -43%
MIC
23
Meridian Investment Counsel
California
$206K 25,157 – –
Geode Capital Management
24
Geode Capital Management
Massachusetts
$186K 22,823 +22,823 New
Citigroup
25
Citigroup
New York
$149K 18,151 -35,191 -66%
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