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ECF

Ellsworth Growth & Income Fund

32 hedge funds and large institutions have $35.8M invested in Ellsworth Growth & Income Fund in 2016 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 12 increasing their positions, 10 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 10

0% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 4

5% less capital invested

Capital invested by funds: $37.6M → $35.8M (-$1.79M)

2.82% less ownership

Funds ownership: 36.13%33.31% (-2.8%)

3% less funds holding

Funds holding: 3332 (-1)

Holders
32
Holders Change
-1
Holders Change %
-3.03%
% of All Funds
0.85%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
12
Reduced
10
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$9.3M +$34.8K +4,215 +0.4%
UBS Group
2
UBS Group
Switzerland
$6.71M +$451K +54,749 +7%
AAM
3
Advisors Asset Management
Colorado
$2.73M -$266K -32,289 -9%
GC
4
Guggenheim Capital
Illinois
$2.2M -$3.78K -458 -0.2%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$2.07M +$21.3K +2,585 +1%
Wells Fargo
6
Wells Fargo
California
$1.81M +$149K +18,012 +9%
SIA
7
Sit Investment Associates
Minnesota
$1.2M -$1.2M -146,105 -50%
MFS
8
MSI Financial Services
Massachusetts
$1.17M +$6.88K +834 +0.6%
RJA
9
Raymond James & Associates
Florida
$952K +$115K +13,931 +14%
SFS
10
Shaker Financial Services
Virginia
$934K +$8.35K +1,012 +0.9%
LJAC
11
L.J. Altfest & Co
New York
$762K +$1.81K +219 +0.2%
Ameriprise
12
Ameriprise
Minnesota
$732K +$737K +89,369 New
LCM
13
Landscape Capital Management
New Jersey
$687K -$1.04M -126,160 -60%
CWM
14
Concert Wealth Management
California
$685K
SCM
15
Saba Capital Management
New York
$670K -$82.6K -10,014 -11%
HighTower Advisors
16
HighTower Advisors
Illinois
$470K +$14.2K +1,723 +3%
ACP
17
Aviance Capital Partners
Florida
$463K +$11.7K +1,422 +3%
RVPG
18
Relative Value Partners Group
$401K -$24.7K -3,000 -6%
BI
19
Bulldog Investors
New Jersey
$279K -$8.25K -1,000 -3%
CCM
20
Coe Capital Management
Illinois
$262K
Invesco
21
Invesco
Georgia
$245K -$6.8K -825 -3%
CRC
22
Curi RMB Capital
Illinois
$228K -$173K -21,029 -43%
MIC
23
Meridian Investment Counsel
California
$206K
Geode Capital Management
24
Geode Capital Management
Massachusetts
$186K +$188K +22,823 New
Citigroup
25
Citigroup
New York
$149K -$290K -35,191 -66%

ECF Hedge Fund Activity: Q3 2016 in Review

32 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Ellsworth Growth & Income Fund (ECF) for Q3 2016, worth a combined $35.8M — down 4.8% from $37.6M a quarter earlier.

Fund positioning in ECF was balanced in Q3 2016: 4 funds opened new positions, 4 closed out, 12 added to existing stakes and 10 trimmed.

The largest buyer was Ameriprise, opening a new position worth an estimated $737K. The largest seller was Sit Investment Associates, cutting an estimated $1.2M.

  • 32 institutional investors held Ellsworth Growth & Income Fund (ECF) as of Q3 2016, down from 33 in Q2 2016.
  • Funds reported $35.8M of Ellsworth Growth & Income Fund stock for Q3 2016, down 4.8% quarter-over-quarter.
  • 4 funds opened new Ellsworth Growth & Income Fund positions in Q3 2016 and 4 closed out, a net change of 0 holders.
  • The largest Ellsworth Growth & Income Fund buyer in Q3 2016 was Ameriprise, an estimated $737K added.
  • The largest Ellsworth Growth & Income Fund seller in Q3 2016 was Sit Investment Associates, an estimated $1.2M sold.

Based on aggregated 13F filings for Q3 2016.