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ECF

Ellsworth Growth & Income Fund

34 hedge funds and large institutions have $35M invested in Ellsworth Growth & Income Fund in 2016 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 8 increasing their positions, 14 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.63% more ownership

Funds ownership: 33.95%34.58% (+0.63%)

0% more funds holding

Funds holding: 3434 (0)

0% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 3

1% less capital invested

Capital invested by funds: $35.5M → $35M (-$458K)

43% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 14

Holders
34
Holders Change
Holders Change %
0%
% of All Funds
0.91%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
8
Reduced
14
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$8.5M +$394K +54,197 +5%
UBS Group
2
UBS Group
Switzerland
$5.82M -$166K -22,865 -3%
AAM
3
Advisors Asset Management
Colorado
$2.66M -$395K -54,338 -13%
SIA
4
Sit Investment Associates
Minnesota
$1.95M +$407K +56,017 +28%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$1.91M +$376K +51,707 +26%
GC
6
Guggenheim Capital
Illinois
$1.9M -$14.1K -1,935 -0.8%
LCM
7
Landscape Capital Management
New Jersey
$1.64M +$824K +113,483 +111%
1CP
8
1607 Capital Partners
Virginia
$1.38M -$507K -69,742 -28%
Wells Fargo
9
Wells Fargo
California
$1.36M +$4.3K +592 +0.3%
MFS
10
MSI Financial Services
Massachusetts
$1.07M -$32.2K -4,440 -3%
RVPG
11
Relative Value Partners Group
$869K -$846K -116,502 -51%
GFM
12
Gramercy Funds Management
Connecticut
$836K
SCM
13
Saba Capital Management
New York
$698K +$667K +91,857 New
RJA
14
Raymond James & Associates
Florida
$647K +$50.7K +6,981 +9%
CWM
15
Concert Wealth Management
California
$608K +$5.99K +825 +1%
ACP
16
Aviance Capital Partners
Florida
$482K +$284K +39,064 +161%
HighTower Advisors
17
HighTower Advisors
Illinois
$435K -$8.42K -1,159 -2%
ST
18
Sentinel Trust
Texas
$358K
BI
19
Bulldog Investors
New Jersey
$267K -$109K -14,955 -30%
CCM
20
Coe Capital Management
Illinois
$248K -$9.79K -1,348 -4%
Invesco
21
Invesco
Georgia
$247K -$14.7K -2,022 -6%
DA
22
Doliver Advisors
Texas
$214K -$12.1K -1,667 -6%
MIC
23
Meridian Investment Counsel
California
$191K
ICAS
24
Investors Capital Advisory Services
Massachusetts
$148K
Bank of America
25
Bank of America
North Carolina
$109K

ECF Hedge Fund Activity: Q1 2016 in Review

34 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Ellsworth Growth & Income Fund (ECF) for Q1 2016, worth a combined $35M — down 1.3% from $35.5M a quarter earlier.

Fund positioning in ECF was balanced in Q1 2016: 3 funds opened new positions, 3 closed out, 8 added to existing stakes and 14 trimmed.

The largest buyer was Landscape Capital Management, adding an estimated $824K. The largest seller was Relative Value Partners Group, cutting an estimated $846K.

  • 34 institutional investors held Ellsworth Growth & Income Fund (ECF) as of Q1 2016, unchanged from Q4 2015.
  • Funds reported $35M of Ellsworth Growth & Income Fund stock for Q1 2016, down 1.3% quarter-over-quarter.
  • 3 funds opened new Ellsworth Growth & Income Fund positions in Q1 2016 and 3 closed out, a net change of 0 holders.
  • The largest Ellsworth Growth & Income Fund buyer in Q1 2016 was Landscape Capital Management, an estimated $824K added.
  • The largest Ellsworth Growth & Income Fund seller in Q1 2016 was Relative Value Partners Group, an estimated $846K sold.

Based on aggregated 13F filings for Q1 2016.