ECF

Ellsworth Growth & Income Fund
ECF

Overview Fund Activity

34 hedge funds and large institutions have $35M invested in Ellsworth Growth & Income Fund in 2016 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 8 increasing their positions, 14 reducing their positions, and 3 closing their positions.

Holders
34
Holders Change
–
Holders Change %
0%
% of All Funds
0.91%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
8
Reduced
14
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LCM
1
Landscape Capital Management
New Jersey
$1.64M
2
SCM
2
Saba Capital Management
New York
$698K
3
SIA
3
Sit Investment Associates
Minnesota
$1.95M
4
Morgan Stanley
4
Morgan Stanley
New York
$8.5M
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$1.91M

Top Sellers

1
RVPG
1
Relative Value Partners Group
$869K
2
1CP
2
1607 Capital Partners
Virginia
$1.38M
3
Geode Capital Management
3
Geode Capital Management
Massachusetts
$123
4
AAM
4
Advisors Asset Management
Colorado
$2.66M
5
CRC
5
Curi RMB Capital
Illinois
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$8.5M 1,118,191 +54,197 +5%
UBS Group
2
UBS Group
Switzerland
$5.82M 765,380 -22,865 -3%
AAM
3
Advisors Asset Management
Colorado
$2.66M 349,914 -54,338 -13%
SIA
4
Sit Investment Associates
Minnesota
$1.95M 256,115 +56,017 +28%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$1.91M 250,724 +51,707 +26%
GC
6
Guggenheim Capital
Illinois
$1.9M 249,578 -1,935 -0.8%
LCM
7
Landscape Capital Management
New Jersey
$1.64M 216,088 +113,483 +111%
1CP
8
1607 Capital Partners
Virginia
$1.38M 181,925 -69,742 -28%
Wells Fargo
9
Wells Fargo
California
$1.37M 179,688 +592 +0.3%
MFS
10
MSI Financial Services
Massachusetts
$1.07M 141,004 -4,440 -3%
RVPG
11
Relative Value Partners Group
$869K 112,137 -116,502 -51%
GFM
12
Gramercy Funds Management
Connecticut
$836K 109,957 – –
SCM
13
Saba Capital Management
New York
$698K 91,857 +91,857 New
RJA
14
Raymond James & Associates
Florida
$647K 85,182 +6,981 +9%
CWM
15
Concert Wealth Management
California
$608K 79,612 +825 +1%
ACP
16
Aviance Capital Partners
Florida
$482K 63,364 +39,064 +161%
HighTower Advisors
17
HighTower Advisors
Illinois
$435K 56,564 -1,159 -2%
ST
18
Sentinel Trust
Texas
$358K 47,100 – –
BI
19
Bulldog Investors
New Jersey
$267K 35,123 -14,955 -30%
CCM
20
Coe Capital Management
Illinois
$248K 32,665 -1,348 -4%
Invesco
21
Invesco
Georgia
$247K 32,445 -2,022 -6%
DA
22
Doliver Advisors
Texas
$214K 28,108 -1,667 -6%
MIC
23
Meridian Investment Counsel
California
$191K 25,157 – –
ICAS
24
Investors Capital Advisory Services
Massachusetts
$148K 19,557 – –
Bank of America
25
Bank of America
North Carolina
$109K 14,281 – –
1
2