Curi RMB Capital’s Ellsworth Growth & Income Fund ECF Stock Holding History

Curi RMB Capital’s Portfolio ECF Stock Details ECF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-15,673	Closed	-$181K	–	598
2020 Q3	$181K	Buy	+15,673	New	+$187K	0.01%	560
2019 Q3	–	Sell	-22,840	Closed	-$234K	–	727
2019 Q2	$234K	Buy	+22,840	New	+$223K	0.01%	671
2019 Q1	–	Sell	-15,492	Closed	-$133K	–	821
2018 Q4	$133K	Buy	+15,492	New	+$140K	﹤0.01%	858
2018 Q3	–	Sell	-34,813	Closed	-$329K	–	899
2018 Q2	$329K	Buy	34,813 +322	+0.9%	+$3K	0.01%	702
2018 Q1	$316K	Buy	+34,491	New	+$322K	0.01%	713
2017 Q2	–	Sell	-47,524	Closed	-$410K	–	739
2017 Q1	$410K	Buy	+47,524	New	+$406K	0.02%	398
2016 Q4	–	Sell	-27,819	Closed	-$228K	–	486
2016 Q3	$228K	Sell	27,819 -21,029	-43%	-$173K	0.01%	367
2016 Q2	$385K	Buy	+48,848	New	+$377K	0.02%	330
2016 Q1	–	Sell	-40,149	Closed	-$311K	–	411
2015 Q4	$311K	Buy	40,149 +25,786	+180%	+$205K	0.01%	344
2015 Q3	$112K	Buy	+14,363	New	+$122K	0.01%	435

Other funds holding ECF

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

MML Investors Services Springfield, Massachusetts $36.1B AUM 19.68% 1-Year Est. Return

ACP

Aviance Capital Partners Naples, Florida $854M AUM 25.16% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

9WM

9258 Wealth Management Blue Ash, Ohio $677M AUM 39.46% 1-Year Est. Return

Curi RMB Capital's ECF Position: Q4 2020 in Review

Curi RMB Capital sold out of Ellsworth Growth & Income Fund (ECF) in Q4 2020, closing a stake of 15,673 shares — an estimated $181K sold.

Curi RMB Capital first reported a position in ECF in Q3 2015 and held it in 10 quarters. The position peaked at $410K in Q1 2017. 38 funds tracked by Wall St. Rank hold ECF as of Q4 2020.

Curi RMB Capital reported no remaining Ellsworth Growth & Income Fund position as of Q4 2020 after selling out during the quarter.
Curi RMB Capital sold 15,673 Ellsworth Growth & Income Fund shares in Q4 2020, an estimated $181K.
Curi RMB Capital first reported a position in Ellsworth Growth & Income Fund in Q3 2015 and held it in 10 quarters.
Curi RMB Capital's Ellsworth Growth & Income Fund position peaked at $410K in Q1 2017.
38 funds tracked by Wall St. Rank held Ellsworth Growth & Income Fund as of Q4 2020.

Based on Curi RMB Capital's 13F filing for Q4 2020, filed 11 Feb 2021.