ECF

Ellsworth Growth & Income Fund
ECF

Overview Fund Activity

31 hedge funds and large institutions have $38.6M invested in Ellsworth Growth & Income Fund in 2018 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 7 increasing their positions, 12 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
31
Holders Change
-1
Holders Change %
-3.13%
% of All Funds
0.71%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
7
Reduced
12
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
Wells Fargo
California
$3.84M
2
WAM
Wolverine Asset Management
Illinois
$429K
3
DA
Doliver Advisors
Texas
$370K
4
CRC
Curi RMB Capital
Illinois
$316K
5
LCM
Landscape Capital Management
New Jersey
$235K

Top Sellers

1
Ameriprise
Ameriprise
Minnesota
$0
2
UBS Group
UBS Group
Switzerland
$7.05M
3
RJFSA
Raymond James Financial Services Advisors
Florida
$1.03M
4
6M
6 Meridian
Kansas
$0
5
Morgan Stanley
Morgan Stanley
New York
$9.52M
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$9.52M -$160K -17,460 -2%
UBS Group
2
UBS Group
Switzerland
$7.05M -$506K -55,316 -7%
AAM
3
Advisors Asset Management
Colorado
$5.18M +$7.19K +794 +0.1%
Wells Fargo
4
Wells Fargo
California
$3.84M +$823K +89,939 +27%
GC
5
Guggenheim Capital
Illinois
$3.24M -$8.54K -933 -0.3%
RJA
6
Raymond James & Associates
Florida
$1.72M -$76.8K -8,394 -4%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$1.03M -$460K -50,257 -31%
LJAC
8
L.J. Altfest & Co
New York
$836K -$23.3K -2,546 -3%
ACP
9
Aviance Capital Partners
Florida
$810K +$46.2K +5,049 +6%
IFWM
10
Institute for Wealth Management
Colorado
$800K -$8.62K -931 -1%
SCM
11
Saba Capital Management
New York
$723K – – –
HighTower Advisors
12
HighTower Advisors
Illinois
$560K -$10.9K -1,180 -2%
WAM
13
Wolverine Asset Management
Illinois
$429K +$429K +46,913 New
DA
14
Doliver Advisors
Texas
$370K +$370K +40,399 New
RVPG
15
Relative Value Partners Group
$359K -$28.2K -3,082 -7%
CRC
16
Curi RMB Capital
Illinois
$316K +$316K +34,491 New
MML Investors Services
17
MML Investors Services
Massachusetts
$306K -$97.5K -10,656 -24%
LPL Financial
18
LPL Financial
California
$249K +$15.9K +1,741 +7%
LCM
19
Landscape Capital Management
New Jersey
$235K +$235K +25,705 New
MIC
20
Meridian Investment Counsel
California
$230K – – –
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$201K +$120K +13,087 +147%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$164K +$4.57K +500 +3%
PA
23
Parallel Advisors
California
$126K +$939 +103 +0.8%
KWA
24
KCS Wealth Advisory
California
$107K -$14K -1,525 -12%
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$64K – – –
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