We are live on ! Find out more
ECF

Ellsworth Growth & Income Fund

31 hedge funds and large institutions have $38.5M invested in Ellsworth Growth & Income Fund in 2015 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 7 increasing their positions, 16 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

3.27% less ownership

Funds ownership: 34.68%31.41% (-3.3%)

9% less capital invested

Capital invested by funds: $42.5M → $38.5M (-$3.97M)

21% less funds holding

Funds holding: 3931 (-8)

56% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 16

80% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 10

Holders
31
Holders Change
-8
Holders Change %
-20.51%
% of All Funds
0.83%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
7
Reduced
16
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$6.56M +$165K +19,108 +3%
Wells Fargo
2
Wells Fargo
California
$5.69M -$938K -108,669 -14%
Morgan Stanley
3
Morgan Stanley
New York
$5.07M +$1.38M +160,039 +38%
AAM
4
Advisors Asset Management
Colorado
$4.02M -$237K -27,493 -6%
1CP
5
1607 Capital Partners
Virginia
$2.57M -$125K -14,500 -5%
RVP
6
Relative Value Partners
Illinois
$2.3M -$69.5K -8,051 -3%
GC
7
Guggenheim Capital
Illinois
$2.05M -$180K -20,894 -8%
Geode Capital Management
8
Geode Capital Management
Massachusetts
$1.87M
MFS
9
MSI Financial Services
Massachusetts
$1.24M -$29.6K -3,431 -2%
GFM
10
Gramercy Funds Management
Connecticut
$963K
BI
11
Bulldog Investors
New Jersey
$881K -$415K -48,051 -32%
DA
12
Doliver Advisors
Texas
$692K -$281K -32,529 -29%
RJA
13
Raymond James & Associates
Florida
$649K +$13.4K +1,558 +2%
CWM
14
Concert Wealth Management
California
$639K +$10.5K +1,215 +2%
HighTower Advisors
15
HighTower Advisors
Illinois
$509K -$5.25K -608 -1%
SIA
16
Sit Investment Associates
Minnesota
$501K +$494K +57,200 New
ST
17
Sentinel Trust
Texas
$413K +$205K +23,730 +102%
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$333K -$671K -77,777 -67%
CCM
19
Coe Capital Management
Illinois
$298K
LCM
20
Landscape Capital Management
New Jersey
$247K -$105K -12,178 -30%
MIC
21
Meridian Investment Counsel
California
$226K
SFM
22
Signet Financial Management
New Jersey
$188K -$10.1K -1,169 -5%
AA
23
AQR Arbitrage
Connecticut
$186K +$184K +21,272 New
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$111K
Bank of America
25
Bank of America
North Carolina
$110K +$91K +10,550 +506%

ECF Hedge Fund Activity: Q1 2015 in Review

31 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Ellsworth Growth & Income Fund (ECF) for Q1 2015, worth a combined $38.5M — down 9.3% from $42.5M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of ECF and 2 opened new positions — a net loss of 8 holders — while 16 trimmed existing stakes and 7 added.

The largest buyer was Morgan Stanley, adding an estimated $1.38M. The largest seller was Wells Fargo, cutting an estimated $938K.

  • 31 institutional investors held Ellsworth Growth & Income Fund (ECF) as of Q1 2015, down from 39 in Q4 2014.
  • Funds reported $38.5M of Ellsworth Growth & Income Fund stock for Q1 2015, down 9.3% quarter-over-quarter.
  • 2 funds opened new Ellsworth Growth & Income Fund positions in Q1 2015 and 10 closed out, a net change of -8 holders.
  • The largest Ellsworth Growth & Income Fund buyer in Q1 2015 was Morgan Stanley, an estimated $1.38M added.
  • The largest Ellsworth Growth & Income Fund seller in Q1 2015 was Wells Fargo, an estimated $938K sold.

Based on aggregated 13F filings for Q1 2015.