ECF

Ellsworth Growth & Income Fund
ECF

Overview Fund Activity

34 hedge funds and large institutions have $41.8M invested in Ellsworth Growth & Income Fund in 2014 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 9 increasing their positions, 12 reducing their positions, and 5 closing their positions.

Holders
34
Holders Change
-1
Holders Change %
-2.86%
% of All Funds
0.99%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
9
Reduced
12
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AQR Capital Management
1
AQR Capital Management
Connecticut
$378K
2
AAM
2
Advisors Asset Management
Colorado
$4.1M
3
Morgan Stanley
3
Morgan Stanley
New York
$3.37M
4
DA
4
Doliver Advisors
Texas
$1.01M
5
AA
5
Ancora Advisors
Ohio
$147K

Top Sellers

1
Geode Capital Management
1
Geode Capital Management
Massachusetts
$1.95M
2
WAM
2
Wolverine Asset Management
Illinois
$880K
3
Wells Fargo
3
Wells Fargo
California
$6.46M
4
RVP
4
Relative Value Partners
Illinois
$2.34M
5
TC
5
TFS Capital
Pennsylvania
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$6.46M 746,726 -25,597 -3%
U
2
UBS
Switzerland
$6.03M 696,922 +2,398 +0.3%
AAM
3
Advisors Asset Management
Colorado
$4.1M 474,373 +32,796 +7%
Morgan Stanley
4
Morgan Stanley
New York
$3.37M 389,956 +29,938 +8%
1CP
5
1607 Capital Partners
Virginia
$2.66M 307,637 +2,100 +0.7%
RVP
6
Relative Value Partners
Illinois
$2.34M 270,923 -17,476 -6%
GC
7
Guggenheim Capital
Illinois
$2.19M 253,058 +4,519 +2%
Geode Capital Management
8
Geode Capital Management
Massachusetts
– – – –
BI
9
Bulldog Investors
New Jersey
$1.29M 148,608 – –
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$1.16M 133,662 +2,376 +2%
MFS
11
MSI Financial Services
Massachusetts
$1.12M 129,871 -2,552 -2%
DA
12
Doliver Advisors
Texas
$1.01M 117,108 +21,749 +23%
GFM
13
Gramercy Funds Management
Connecticut
$951K 109,957 -4,600 -4%
WAM
14
Wolverine Asset Management
Illinois
$880K 101,781 -33,096 -25%
SFS
15
Shaker Financial Services
Virginia
$808K 93,396 -900 -1%
LJAC
16
L.J. Altfest & Co
New York
$800K 93,207 +94 +0.1%
DI
17
Dalton Investments
Nevada
$690K 79,722 +532 +0.7%
CWM
18
Concert Wealth Management
California
$610K 70,636 -2,490 -3%
RJA
19
Raymond James & Associates
Florida
$553K 63,886 -7,350 -10%
HighTower Advisors
20
HighTower Advisors
Illinois
$517K 59,760 -1,263 -2%
Citigroup
21
Citigroup
New York
$444K 51,316 -2,249 -4%
AQR Capital Management
22
AQR Capital Management
Connecticut
$378K 43,657 +43,657 New
LCM
23
Landscape Capital Management
New Jersey
$336K 38,869 -8,783 -18%
CCM
24
Coe Capital Management
Illinois
$294K 34,013 – –
ST
25
Sentinel Trust
Texas
$202K 23,370 – –
1
2