ECF

Ellsworth Growth & Income Fund
ECF

Overview Fund Activity

33 hedge funds and large institutions have $35.2M invested in Ellsworth Growth & Income Fund in 2013 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 10 increasing their positions, 14 reducing their positions, and closing their positions.

Holders
33
Holders Change
+3
Holders Change %
+10%
% of All Funds
1.07%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
3
Increased
10
Reduced
14
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$2.87M
2
AQR Capital Management
2
AQR Capital Management
Connecticut
$332K
3
1CP
3
1607 Capital Partners
Virginia
$2.04M
4
WAM
4
Wolverine Asset Management
Illinois
$1.12M
5
ST
5
Sentinel Trust
Texas
$184K

Top Sellers

1
DA
1
Doliver Advisors
Texas
$1.04M
2
Wells Fargo
2
Wells Fargo
California
$3.55M
3
JGUA
3
John G. Ullman & Associates
New York
$2.07M
4
AAM
4
Advisors Asset Management
Colorado
$2.86M
5
GC
5
Guggenheim Capital
Illinois
$2M
Name Market Value Shares Shares
Change 		Shares
Change %
U
1
UBS
Switzerland
$4.81M 610,628 +18,720 +3%
Wells Fargo
2
Wells Fargo
California
$3.55M 451,550 -58,629 -11%
Morgan Stanley
3
Morgan Stanley
New York
$2.87M 364,402 +79,163 +28%
AAM
4
Advisors Asset Management
Colorado
$2.86M 364,156 -11,423 -3%
GFM
5
Gramercy Funds Management
Connecticut
$2.44M 309,426 +2,606 +0.8%
RVP
6
Relative Value Partners
Illinois
$2.33M 296,360 -3,041 -1%
JGUA
7
John G. Ullman & Associates
New York
$2.07M 262,838 -27,150 -9%
1CP
8
1607 Capital Partners
Virginia
$2.04M 259,284 +32,689 +14%
GC
9
Guggenheim Capital
Illinois
$2M 254,307 -10,998 -4%
BI
10
Bulldog Investors
New Jersey
$1.8M 228,538 -4,269 -2%
WAM
11
Wolverine Asset Management
Illinois
$1.12M 141,828 +27,344 +24%
SFS
12
Shaker Financial Services
Virginia
$1.11M 141,543 +16,499 +13%
DA
13
Doliver Advisors
Texas
$1.04M 131,724 -61,038 -32%
DI
14
Dalton Investments
Nevada
$716K 90,978 -1,446 -2%
MFS
15
MSI Financial Services
Massachusetts
$658K 83,651 +18,444 +28%
CWM
16
Concert Wealth Management
California
$579K 73,174 -2,105 -3%
Citigroup
17
Citigroup
New York
$512K 65,266 +950 +1%
HighTower Advisors
18
HighTower Advisors
Illinois
$478K 60,734 -395 -0.6%
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$434K 55,248 -1,210 -2%
AQR Capital Management
20
AQR Capital Management
Connecticut
$332K 42,244 +42,244 New
CCM
21
Coe Capital Management
Illinois
$268K 34,013 – –
RJA
22
Raymond James & Associates
Florida
$241K 30,615 +2,698 +10%
HCMT
23
Highland Capital Management (Texas)
Texas
$187K 23,700 – –
ST
24
Sentinel Trust
Texas
$184K 23,370 +23,370 New
TC
25
TFS Capital
Pennsylvania
$163K 20,696 -1,412 -6%
1
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