ECF

Ellsworth Growth & Income Fund
ECF

Overview Fund Activity

37 hedge funds and large institutions have $38.1M invested in Ellsworth Growth & Income Fund in 2017 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 10 increasing their positions, 8 reducing their positions, and 2 closing their positions.

Holders
37
Holders Change
+4
Holders Change %
+12.12%
% of All Funds
0.92%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
10
Reduced
8
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
MML Investors Services
1
MML Investors Services
Massachusetts
$1.13M
2
SFS
2
Shaker Financial Services
Virginia
$439K
3
Wells Fargo
3
Wells Fargo
California
$2.42M
4
CRC
4
Curi RMB Capital
Illinois
$410K
5
WAM
5
Wolverine Asset Management
Illinois
$351K

Top Sellers

1
SIA
1
Sit Investment Associates
Minnesota
$215K
2
LCM
2
Landscape Capital Management
New Jersey
$499K
3
Morgan Stanley
3
Morgan Stanley
New York
$9.69M
4
AAM
4
Advisors Asset Management
Colorado
$2.78M
5
IECM
5
Intrinsic Edge Capital Management
Illinois
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$9.69M -$242K -28,096 -2%
UBS Group
2
UBS Group
Switzerland
$7.22M +$227K +26,311 +3%
AAM
3
Advisors Asset Management
Colorado
$2.78M -$186K -21,596 -6%
GC
4
Guggenheim Capital
Illinois
$2.47M +$198K +22,913 +9%
Wells Fargo
5
Wells Fargo
California
$2.42M +$415K +48,061 +21%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$2.15M +$91.1K +10,554 +4%
RJA
7
Raymond James & Associates
Florida
$1.73M +$305K +35,363 +21%
MML Investors Services
8
MML Investors Services
Massachusetts
$1.13M +$1.13M +130,969 New
LJAC
9
L.J. Altfest & Co
New York
$810K +$1.87K +216 +0.2%
Ameriprise
10
Ameriprise
Minnesota
$804K -$46.9K -5,432 -6%
CWM
11
Concert Wealth Management
California
$710K – – –
SCM
12
Saba Capital Management
New York
$706K – – –
ACP
13
Aviance Capital Partners
Florida
$673K +$103K +11,960 +18%
BI
14
Bulldog Investors
New Jersey
$665K – – –
LCM
15
Landscape Capital Management
New Jersey
$499K -$290K -33,600 -37%
HighTower Advisors
16
HighTower Advisors
Illinois
$471K -$5.31K -616 -1%
SFS
17
Shaker Financial Services
Virginia
$439K +$439K +50,816 New
RVPG
18
Relative Value Partners Group
$422K – – –
CRC
19
Curi RMB Capital
Illinois
$410K +$410K +47,524 New
WAM
20
Wolverine Asset Management
Illinois
$351K +$351K +40,748 New
LCM
21
Laurion Capital Management
New York
$222K +$222K +25,713 New
MIC
22
Meridian Investment Counsel
California
$217K – – –
SIA
23
Sit Investment Associates
Minnesota
$215K -$661K -76,552 -75%
Invesco
24
Invesco
Georgia
$199K -$38.5K -4,468 -16%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$147K +$31.8K +3,689 +28%
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