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ECF

Ellsworth Growth & Income Fund

38 hedge funds and large institutions have $65.4M invested in Ellsworth Growth & Income Fund in 2020 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 14 increasing their positions, 12 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 3

21% more capital invested

Capital invested by funds: $53.9M → $65.4M (+$11.6M)

17% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 12

12% more funds holding

Funds holding: 3438 (+4)

0.4% more ownership

Funds ownership: 35.31%35.71% (+0.4%)

Holders
38
Holders Change
+4
Holders Change %
+11.76%
% of All Funds
0.67%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
14
Reduced
12
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$16.7M +$859K +68,228 +6%
AAM
2
Advisors Asset Management
Colorado
$14.2M +$213K +16,903 +2%
Wells Fargo
3
Wells Fargo
California
$7.38M -$2.36M -187,453 -26%
GC
4
Guggenheim Capital
Illinois
$4.02M -$206K -16,339 -5%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$3.17M +$713K +56,686 +33%
MML Investors Services
6
MML Investors Services
Massachusetts
$2.34M +$152K +12,111 +8%
ACP
7
Aviance Capital Partners
Florida
$1.86M +$10.4K +823 +0.6%
RJA
8
Raymond James & Associates
Florida
$1.69M +$81.8K +6,500 +6%
Stifel Financial
9
Stifel Financial
Missouri
$1.41M +$348K +27,629 +37%
9WM
10
9258 Wealth Management
Ohio
$1.23M +$27.9K +2,218 +3%
ATPW
11
Ashton Thomas Private Wealth
Arizona
$1.18M -$27.5K -2,184 -3%
Baird Financial Group
12
Baird Financial Group
Wisconsin
$1.05M -$95.8K -7,612 -9%
LPL Financial
13
LPL Financial
California
$1.03M +$26.1K +2,071 +3%
Ameriprise
14
Ameriprise
Minnesota
$1.01M +$605K +48,061 +194%
IFWM
15
Institute for Wealth Management
Colorado
$935K
UBS Group
16
UBS Group
Switzerland
$688K +$36.1K +2,871 +6%
LCM
17
Landscape Capital Management
New Jersey
$630K +$572K +45,450 New
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$621K -$39.2K -3,115 -6%
TCWM
19
Total Clarity Wealth Management
Illinois
$580K -$13.7K -1,085 -3%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$514K +$218K +17,333 +88%
RVPG
21
Relative Value Partners Group
$405K
Invesco
22
Invesco
Georgia
$405K +$223K +17,683 +153%
Cohen & Steers
23
Cohen & Steers
New York
$363K -$104K -8,272 -24%
TF
24
Trek Financial
Arizona
$255K -$37K -2,941 -14%
RJT
25
Raymond James Trust
Florida
$245K

ECF Hedge Fund Activity: Q4 2020 in Review

38 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Ellsworth Growth & Income Fund (ECF) for Q4 2020, worth a combined $65.4M — up 21% from $53.9M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new ECF positions and 3 closed out — a net gain of 4 holders — while 14 added to existing stakes and 12 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $859K. The largest seller was Wells Fargo, cutting an estimated $2.36M.

  • 38 institutional investors held Ellsworth Growth & Income Fund (ECF) as of Q4 2020, up from 34 in Q3 2020.
  • Funds reported $65.4M of Ellsworth Growth & Income Fund stock for Q4 2020, up 21% quarter-over-quarter.
  • 7 funds opened new Ellsworth Growth & Income Fund positions in Q4 2020 and 3 closed out, a net change of +4 holders.
  • The largest Ellsworth Growth & Income Fund buyer in Q4 2020 was Morgan Stanley, an estimated $859K added.
  • The largest Ellsworth Growth & Income Fund seller in Q4 2020 was Wells Fargo, an estimated $2.36M sold.

Based on aggregated 13F filings for Q4 2020.