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ECF

Ellsworth Growth & Income Fund

38 hedge funds and large institutions have $61.1M invested in Ellsworth Growth & Income Fund in 2019 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 15 increasing their positions, 8 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

88% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 8

15% more capital invested

Capital invested by funds: $53.3M → $61.1M (+$7.86M)

0.92% more ownership

Funds ownership: 38.99%39.91% (+0.92%)

0% more funds holding

Funds holding: 3838 (0)

0% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 5

Holders
38
Holders Change
Holders Change %
0%
% of All Funds
0.75%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
15
Reduced
8
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$13.1M +$1.4M +127,028 +13%
Morgan Stanley
2
Morgan Stanley
New York
$11.8M -$156K -14,159 -1%
Wells Fargo
3
Wells Fargo
California
$8.67M +$504K +45,627 +7%
UBS Group
4
UBS Group
Switzerland
$6.26M +$16.8K +1,524 +0.3%
GC
5
Guggenheim Capital
Illinois
$5.08M +$466K +42,223 +11%
RJA
6
Raymond James & Associates
Florida
$2.16M -$23.1K -2,093 -1%
MML Investors Services
7
MML Investors Services
Massachusetts
$1.86M +$41.4K +3,744 +2%
ACP
8
Aviance Capital Partners
Florida
$1.53M +$137K +12,367 +11%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$1.41M +$112K +10,118 +9%
Invesco
10
Invesco
Georgia
$1.12M -$430K -38,892 -29%
9WM
11
9258 Wealth Management
Ohio
$1.1M +$36.9K +3,337 +4%
Stifel Financial
12
Stifel Financial
Missouri
$1.01M +$124K +11,259 +15%
IFWM
13
Institute for Wealth Management
Colorado
$887K -$2.31K -209 -0.3%
Baird Financial Group
14
Baird Financial Group
Wisconsin
$713K +$90.8K +8,223 +16%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$569K -$82.4K -7,456 -13%
TCWM
16
Total Clarity Wealth Management
Illinois
$505K +$474K +42,931 New
RVPG
17
Relative Value Partners Group
$344K
LWAC
18
Laurel Wealth Advisors (California)
California
$317K +$298K +26,963 New
LPL Financial
19
LPL Financial
California
$291K +$5.22K +473 +2%
LJAC
20
L.J. Altfest & Co
New York
$272K -$132K -11,988 -34%
Cohen & Steers
21
Cohen & Steers
New York
$266K +$250K +22,644 New
MIC
22
Meridian Investment Counsel
California
$254K
TFCP
23
Twin Focus Capital Partners
Massachusetts
$212K
RJT
24
Raymond James Trust
Florida
$208K
IWM
25
IHT Wealth Management
Illinois
$202K +$5.03K +455 +3%

ECF Hedge Fund Activity: Q4 2019 in Review

38 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Ellsworth Growth & Income Fund (ECF) for Q4 2019, worth a combined $61.1M — up 15% from $53.3M a quarter earlier.

Fund positioning in ECF was balanced in Q4 2019: 5 funds opened new positions, 5 closed out, 15 added to existing stakes and 8 trimmed.

The largest buyer was Advisors Asset Management, adding an estimated $1.4M. The largest seller was Ameriprise, cutting an estimated $801K.

  • 38 institutional investors held Ellsworth Growth & Income Fund (ECF) as of Q4 2019, unchanged from Q3 2019.
  • Funds reported $61.1M of Ellsworth Growth & Income Fund stock for Q4 2019, up 15% quarter-over-quarter.
  • 5 funds opened new Ellsworth Growth & Income Fund positions in Q4 2019 and 5 closed out, a net change of 0 holders.
  • The largest Ellsworth Growth & Income Fund buyer in Q4 2019 was Advisors Asset Management, an estimated $1.4M added.
  • The largest Ellsworth Growth & Income Fund seller in Q4 2019 was Ameriprise, an estimated $801K sold.

Based on aggregated 13F filings for Q4 2019.