ECF

Ellsworth Growth & Income Fund
ECF

Overview Fund Activity

38 hedge funds and large institutions have $61.1M invested in Ellsworth Growth & Income Fund in 2019 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 15 increasing their positions, 8 reducing their positions, and 5 closing their positions.

Holders
38
Holders Change
–
Holders Change %
0%
% of All Funds
0.75%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
15
Reduced
8
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AAM
1
Advisors Asset Management
Colorado
$13.1M
2
Wells Fargo
2
Wells Fargo
California
$8.67M
3
GC
3
Guggenheim Capital
Illinois
$5.08M
4
LWAC
4
Laurel Wealth Advisors (California)
California
$317K
5
Cohen & Steers
5
Cohen & Steers
New York
$266K

Top Sellers

1
Ameriprise
1
Ameriprise
Minnesota
$119K
2
Invesco
2
Invesco
Georgia
$1.12M
3
LCM
3
Landscape Capital Management
New Jersey
$0
4
SFS
4
Shaker Financial Services
Virginia
$0
5
Morgan Stanley
5
Morgan Stanley
New York
$11.8M
Name Market Value Shares Shares
Change 		Shares
Change %
AAM
1
Advisors Asset Management
Colorado
$13.1M 1,117,995 +127,028 +13%
Morgan Stanley
2
Morgan Stanley
New York
$11.8M 1,004,590 -14,159 -1%
Wells Fargo
3
Wells Fargo
California
$8.67M 737,081 +45,627 +7%
UBS Group
4
UBS Group
Switzerland
$6.26M 532,598 +1,524 +0.3%
GC
5
Guggenheim Capital
Illinois
$5.08M 432,262 +42,223 +11%
RJA
6
Raymond James & Associates
Florida
$2.16M 183,520 -2,093 -1%
MML Investors Services
7
MML Investors Services
Massachusetts
$1.86M 158,037 +3,744 +2%
ACP
8
Aviance Capital Partners
Florida
$1.53M 130,140 +12,367 +11%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$1.41M 119,899 +10,118 +9%
Invesco
10
Invesco
Georgia
$1.12M 95,117 -38,892 -29%
9WM
11
9258 Wealth Management
Ohio
$1.1M 93,795 +3,337 +4%
Stifel Financial
12
Stifel Financial
Missouri
$1.01M 86,291 +11,259 +15%
IFWM
13
Institute for Wealth Management
Colorado
$887K 75,459 -209 -0.3%
Baird Financial Group
14
Baird Financial Group
Wisconsin
$713K 60,620 +8,223 +16%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$569K 48,353 -7,456 -13%
TCWM
16
Total Clarity Wealth Management
Illinois
$505K 42,931 +42,931 New
RVPG
17
Relative Value Partners Group
$344K 29,216 – –
LWAC
18
Laurel Wealth Advisors (California)
California
$317K 26,963 +26,963 New
LPL Financial
19
LPL Financial
California
$291K 24,751 +473 +2%
LJAC
20
L.J. Altfest & Co
New York
$272K 23,132 -11,988 -34%
Cohen & Steers
21
Cohen & Steers
New York
$266K 22,644 +22,644 New
MIC
22
Meridian Investment Counsel
California
$254K 21,557 – –
TFCP
23
Twin Focus Capital Partners
Massachusetts
$212K 18,000 – –
RJT
24
Raymond James Trust
Florida
$208K 17,655 – –
IWM
25
IHT Wealth Management
Illinois
$202K 17,191 +455 +3%
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