ECF

Ellsworth Growth & Income Fund
ECF

Overview Fund Activity

53 hedge funds and large institutions have $60M invested in Ellsworth Growth & Income Fund in 2024 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 18 increasing their positions, 19 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
53
Holders Change
-5
Holders Change %
-8.62%
% of All Funds
0.71%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
18
Reduced
19
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BI
1
Bulldog Investors
New Jersey
$3.05M
2
SIA
2
Sit Investment Associates
Minnesota
$3.08M
3
AAM
3
Advisors Asset Management
Colorado
$3.57M
4
Pathstone Holdings
4
Pathstone Holdings
New Jersey
$1.83M
5
Capstone Investment Advisors
5
Capstone Investment Advisors
New York
$773K

Top Sellers

1
CA
1
Cornerstone Advisors
North Carolina
$0
2
Ameriprise
2
Ameriprise
Minnesota
$2.94M
3
AA
3
AQR Arbitrage
Connecticut
$931K
4
WAM
4
WNY Asset Management
New York
$1.26M
5
Wealth Enhancement Advisory Services
5
Wealth Enhancement Advisory Services
Minnesota
$2.34M
Name Holding Trade Value Shares
Change 		Shares
Change %
SCM
1
Saba Capital Management
New York
$13.6M – – –
Wells Fargo
2
Wells Fargo
California
$10M -$10.9K -1,129 -0.1%
AAM
3
Advisors Asset Management
Colorado
$3.57M +$1.36M +140,392 +61%
SIA
4
Sit Investment Associates
Minnesota
$3.08M +$1.9M +196,567 +161%
BI
5
Bulldog Investors
New Jersey
$3.05M +$2.14M +221,447 +238%
Ameriprise
6
Ameriprise
Minnesota
$2.94M -$482K -49,734 -14%
Morgan Stanley
7
Morgan Stanley
New York
$2.75M -$197K -20,367 -7%
Wealth Enhancement Advisory Services
8
Wealth Enhancement Advisory Services
Minnesota
$2.34M -$220K -22,654 -9%
Pathstone Holdings
9
Pathstone Holdings
New Jersey
$1.83M +$674K +69,646 +58%
GC
10
Guggenheim Capital
Illinois
$1.54M +$79.9K +8,245 +5%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$1.4M +$8.97K +926 +0.6%
BBPWM
12
Blue Bell Private Wealth Management
Pennsylvania
$1.34M +$102K +10,574 +8%
WAM
13
WNY Asset Management
New York
$1.26M -$251K -25,886 -17%
SFS
14
Shaker Financial Services
Virginia
$1.03M -$46.6K -4,814 -4%
Invesco
15
Invesco
Georgia
$948K -$58.7K -6,062 -6%
AA
16
AQR Arbitrage
Connecticut
$931K -$358K -36,980 -28%
Raymond James Financial
17
Raymond James Financial
Florida
$881K +$881K +90,891 New
Capstone Investment Advisors
18
Capstone Investment Advisors
New York
$773K +$497K +51,262 +180%
SA
19
Sanctuary Advisors
Indiana
$698K +$47.4K +4,715 +7%
UPS
20
UHLMANN PRICE SECURITIES
Illinois
$578K +$8.11K +837 +1%
IFWM
21
Institute for Wealth Management
Colorado
$572K +$262 +27 +0%
NA
22
NewEdge Advisors
Louisiana
$504K -$45.9K -4,733 -8%
WA
23
Waverly Advisors
Alabama
$430K +$430K +44,338 New
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$316K +$3.74K +387 +1%
Kovitz Investment Group Partners
25
Kovitz Investment Group Partners
Illinois
$310K – – –
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