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ECF

Ellsworth Growth & Income Fund

32 hedge funds and large institutions have $40.9M invested in Ellsworth Growth & Income Fund in 2017 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 10 increasing their positions, 11 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 4

3% more funds holding

Funds holding: 3132 (+1)

0% more capital invested

Capital invested by funds: $40.7M → $40.9M (+$175K)

0.39% less ownership

Funds ownership: 34.17%33.78% (-0.39%)

9% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 11

Holders
32
Holders Change
+1
Holders Change %
+3.23%
% of All Funds
0.73%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
10
Reduced
11
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$9.95M -$229K -24,571 -2%
UBS Group
2
UBS Group
Switzerland
$7.77M -$59.1K -6,354 -0.8%
AAM
3
Advisors Asset Management
Colorado
$5.37M +$738K +79,276 +16%
GC
4
Guggenheim Capital
Illinois
$3.34M +$304K +32,632 +10%
Wells Fargo
5
Wells Fargo
California
$3.11M +$230K +24,679 +8%
RJA
6
Raymond James & Associates
Florida
$1.85M -$371K -39,892 -17%
Ameriprise
7
Ameriprise
Minnesota
$1.83M +$345K +37,011 +23%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$1.53M -$597K -64,188 -28%
LJAC
9
L.J. Altfest & Co
New York
$883K -$3.21K -345 -0.4%
IFWM
10
Institute for Wealth Management
Colorado
$820K +$15.5K +1,660 +2%
ACP
11
Aviance Capital Partners
Florida
$786K -$19.4K -2,079 -2%
SCM
12
Saba Capital Management
New York
$744K
HighTower Advisors
13
HighTower Advisors
Illinois
$584K +$38K +4,083 +7%
MML Investors Services
14
MML Investors Services
Massachusetts
$415K -$452K -48,524 -52%
RVPG
15
Relative Value Partners Group
$398K
MIC
16
Meridian Investment Counsel
California
$237K
LPL Financial
17
LPL Financial
California
$236K +$237K +25,487 New
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$164K +$503 +54 +0.3%
6M
19
6 Meridian
Kansas
$160K +$158K +17,009 New
PA
20
Parallel Advisors
California
$129K +$931 +100 +0.7%
KWA
21
KCS Wealth Advisory
California
$124K +$123K +13,194 New
Geode Capital Management
22
Geode Capital Management
Massachusetts
$108K
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$104K +$103K +11,040 New
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$84K -$66.6K -7,157 -45%
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$66K

ECF Hedge Fund Activity: Q4 2017 in Review

32 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in Ellsworth Growth & Income Fund (ECF) for Q4 2017, worth a combined $40.9M — up 0.43% from $40.7M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new ECF positions and 4 closed out — a net gain of 1 holder — while 10 added to existing stakes and 11 trimmed.

The largest buyer was Advisors Asset Management, adding an estimated $738K. The largest seller was Raymond James Financial Services Advisors, cutting an estimated $597K.

  • 32 institutional investors held Ellsworth Growth & Income Fund (ECF) as of Q4 2017, up from 31 in Q3 2017.
  • Funds reported $40.9M of Ellsworth Growth & Income Fund stock for Q4 2017, up 0.43% quarter-over-quarter.
  • 5 funds opened new Ellsworth Growth & Income Fund positions in Q4 2017 and 4 closed out, a net change of +1 holder.
  • The largest Ellsworth Growth & Income Fund buyer in Q4 2017 was Advisors Asset Management, an estimated $738K added.
  • The largest Ellsworth Growth & Income Fund seller in Q4 2017 was Raymond James Financial Services Advisors, an estimated $597K sold.

Based on aggregated 13F filings for Q4 2017.