ECF

Ellsworth Growth & Income Fund
ECF

Overview Fund Activity

31 hedge funds and large institutions have $40.7M invested in Ellsworth Growth & Income Fund in 2017 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 12 increasing their positions, 11 reducing their positions, and 3 closing their positions.

Holders
31
Holders Change
-1
Holders Change %
-3.13%
% of All Funds
0.77%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
12
Reduced
11
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AAM
1
Advisors Asset Management
Colorado
$4.55M
2
GC
2
Guggenheim Capital
Illinois
$2.98M
3
Ameriprise
3
Ameriprise
Minnesota
$1.46M
4
ICOA
4
Investment Centers of America
North Dakota
$204K
5
RJA
5
Raymond James & Associates
Florida
$2.19M

Top Sellers

1
BI
1
Bulldog Investors
New Jersey
$450K
2
RJFSA
2
Raymond James Financial Services Advisors
Florida
$2.11M
3
UBS Group
3
UBS Group
Switzerland
$7.7M
4
MML Investors Services
4
MML Investors Services
Massachusetts
$858K
5
OC
5
Oppenheimer & Co
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$10M 1,082,378 -7,776 -0.7%
UBS Group
2
UBS Group
Switzerland
$7.7M 831,911 -12,587 -1%
AAM
3
Advisors Asset Management
Colorado
$4.55M 491,660 +107,425 +28%
GC
4
Guggenheim Capital
Illinois
$2.98M 322,053 +48,665 +18%
Wells Fargo
5
Wells Fargo
California
$2.83M 305,552 -320 -0.1%
RJA
6
Raymond James & Associates
Florida
$2.19M 236,433 +14,722 +7%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$2.11M 227,336 -16,280 -7%
Ameriprise
8
Ameriprise
Minnesota
$1.46M 157,744 +33,780 +27%
LJAC
9
L.J. Altfest & Co
New York
$873K 94,227 -479 -0.5%
MML Investors Services
10
MML Investors Services
Massachusetts
$858K 92,632 -11,922 -11%
ACP
11
Aviance Capital Partners
Florida
$792K 85,576 -7,838 -8%
IFWM
12
Institute for Wealth Management
Colorado
$791K 85,630 -286 -0.3%
SCM
13
Saba Capital Management
New York
$732K 79,071 -1,072 -1%
HighTower Advisors
14
HighTower Advisors
Illinois
$539K 57,688 +3,679 +7%
BI
15
Bulldog Investors
New Jersey
$450K 48,595 -28,450 -37%
RVPG
16
Relative Value Partners Group
$392K 42,298 – –
MIC
17
Meridian Investment Counsel
California
$233K 25,157 – –
ICOA
18
Investment Centers of America
North Dakota
$204K 22,048 +22,048 New
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$161K 17,406 +800 +5%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$148K 16,060 +3,483 +28%
PA
21
Parallel Advisors
California
$128K 13,619 +99 +0.7%
SI
22
SII Investments
Wisconsin
$120K 13,076 +13,076 New
LCM
23
Landscape Capital Management
New Jersey
$118K 12,693 +2,221 +21%
Geode Capital Management
24
Geode Capital Management
Massachusetts
$106K 11,500 -3,947 -26%
Bank of America
25
Bank of America
North Carolina
$66K 7,097 +458 +7%
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