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ECF

Ellsworth Growth & Income Fund

39 hedge funds and large institutions have $59.7M invested in Ellsworth Growth & Income Fund in 2021 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 11 increasing their positions, 13 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

14% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 7

3% more funds holding

Funds holding: 3839 (+1)

2.27% less ownership

Funds ownership: 35.71%33.44% (-2.3%)

9% less capital invested

Capital invested by funds: $65.4M → $59.7M (-$5.7M)

15% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 13

Holders
39
Holders Change
+1
Holders Change %
+2.63%
% of All Funds
0.68%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
11
Reduced
13
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$16.8M +$576K +39,506 +3%
AAM
2
Advisors Asset Management
Colorado
$14.4M +$601K +41,216 +4%
Wells Fargo
3
Wells Fargo
California
$6.22M -$1.06M -72,451 -14%
GC
4
Guggenheim Capital
Illinois
$2.67M -$1.35M -92,778 -32%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$2.51M -$628K -43,064 -19%
MML Investors Services
6
MML Investors Services
Massachusetts
$2.16M -$127K -8,727 -5%
ACP
7
Aviance Capital Partners
Florida
$1.73M -$82.9K -5,687 -4%
RJA
8
Raymond James & Associates
Florida
$1.38M -$289K -19,854 -16%
HWAM
9
Hennion & Walsh Asset Management
New Jersey
$1.2M +$1.3M +88,887 New
9WM
10
9258 Wealth Management
Ohio
$1.14M -$67.9K -4,654 -5%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$1.07M +$48.8K +3,347 +4%
LPL Financial
12
LPL Financial
California
$1.07M +$61.7K +4,231 +6%
IFWM
13
Institute for Wealth Management
Colorado
$890K -$23.9K -1,638 -2%
Ameriprise
14
Ameriprise
Minnesota
$647K -$364K -24,999 -34%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$606K
Invesco
16
Invesco
Georgia
$605K +$226K +15,484 +53%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$604K +$112K +7,680 +21%
TCWM
18
Total Clarity Wealth Management
Illinois
$566K
Stifel Financial
19
Stifel Financial
Missouri
$395K -$1.06M -72,610 -71%
RVPG
20
Relative Value Partners Group
$395K
OPA
21
Old Port Advisors
Maine
$361K +$187K +12,804 +92%
UBS Group
22
UBS Group
Switzerland
$291K -$409K -28,046 -57%
MAFM
23
Mid Atlantic Financial Management
Pennsylvania
$266K +$286K +19,639 New
RJT
24
Raymond James Trust
Florida
$239K
DJYG
25
David J. Yvars Group
Florida
$236K

ECF Hedge Fund Activity: Q1 2021 in Review

39 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Ellsworth Growth & Income Fund (ECF) for Q1 2021, worth a combined $59.7M — down 8.7% from $65.4M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new ECF positions and 7 closed out — a net gain of 1 holder — while 11 added to existing stakes and 13 trimmed.

The largest buyer was Advisors Asset Management, adding an estimated $601K. The largest seller was Guggenheim Capital, cutting an estimated $1.35M.

  • 39 institutional investors held Ellsworth Growth & Income Fund (ECF) as of Q1 2021, up from 38 in Q4 2020.
  • Funds reported $59.7M of Ellsworth Growth & Income Fund stock for Q1 2021, down 8.7% quarter-over-quarter.
  • 8 funds opened new Ellsworth Growth & Income Fund positions in Q1 2021 and 7 closed out, a net change of +1 holder.
  • The largest Ellsworth Growth & Income Fund buyer in Q1 2021 was Advisors Asset Management, an estimated $601K added.
  • The largest Ellsworth Growth & Income Fund seller in Q1 2021 was Guggenheim Capital, an estimated $1.35M sold.

Based on aggregated 13F filings for Q1 2021.