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ECF

Ellsworth Growth & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SCM
1
Saba Capital Management
New York
$21.2M
SIA
2
Sit Investment Associates
Minnesota
$12.4M +$45.7K +3,598 +0.4%
Wells Fargo
3
Wells Fargo
California
$12.3M -$200K -15,793 -2%
AAM
4
Advisors Asset Management
Colorado
$5.32M -$31.3K -2,468 -0.6%
BBPWM
5
Blue Bell Private Wealth Management
Pennsylvania
$3.16M +$393K +30,943 +15%
BI
6
Bulldog Investors
New Jersey
$3.01M -$6.08K -479 -0.2%
Pathstone Holdings
7
Pathstone Holdings
New Jersey
$2.77M -$479K -37,757 -15%
GC
8
Guggenheim Capital
Illinois
$2.56M +$346K +27,261 +16%
Invesco
9
Invesco
Georgia
$2.53M -$527K -41,535 -18%
Morgan Stanley
10
Morgan Stanley
New York
$1.89M -$19.6K -1,545 -1%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$1.76M -$21.7K -1,709 -1%
Ameriprise
12
Ameriprise
Minnesota
$1.38M +$26.2K +2,060 +2%
VL
13
Vima LLC
Michigan
$1.17M +$1.12M +88,232 New
Capstone Investment Advisors
14
Capstone Investment Advisors
New York
$1.08M
Raymond James Financial
15
Raymond James Financial
Florida
$1.07M
WAM
16
Wolverine Asset Management
Illinois
$1.01M +$926K +72,918 +1,890%
UPS
17
UHLMANN PRICE SECURITIES
Illinois
$976K +$65.6K +5,170 +8%
EPW
18
Evolve Private Wealth
California
$875K -$32.7K -2,574 -4%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$722K -$8.3K -654 -1%
IFWM
20
Institute for Wealth Management
Colorado
$691K -$5.93K -467 -0.9%
NA
21
NewEdge Advisors
Louisiana
$660K -$186K -14,666 -23%
SFS
22
Shaker Financial Services
Virginia
$604K +$283K +22,268 +95%
WA
23
Waverly Advisors
Alabama
$514K -$45.4K -3,580 -8%
Wealth Enhancement Advisory Services
24
Wealth Enhancement Advisory Services
Minnesota
$480K -$26.5K -2,086 -5%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$431K