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ECF

Ellsworth Growth & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$6.74M +$150K +17,880 +2%
U
2
UBS
Switzerland
$5.77M +$368K +43,969 +7%
AAM
3
Advisors Asset Management
Colorado
$3.44M -$4.21K -503 -0.1%
Morgan Stanley
4
Morgan Stanley
New York
$2.85M -$563K -67,249 -17%
1CP
5
1607 Capital Partners
Virginia
$2.68M +$1.68K +200 +0.1%
RVP
6
Relative Value Partners
Illinois
$2.52M -$18.4K -2,199 -0.7%
GC
7
Guggenheim Capital
Illinois
$2.06M +$37K +4,418 +2%
Geode Capital Management
8
Geode Capital Management
Massachusetts
$1.31M
BI
9
Bulldog Investors
New Jersey
$1.28M
DA
10
Doliver Advisors
Texas
$1.24M +$585K +69,831 +95%
MFS
11
MSI Financial Services
Massachusetts
$1.08M +$341K +40,660 +48%
WAM
12
Wolverine Asset Management
Illinois
$1.08M -$409K -48,814 -28%
GFM
13
Gramercy Funds Management
Connecticut
$985K -$1.24M -147,469 -56%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$915K +$497K +59,359 +126%
SFS
15
Shaker Financial Services
Virginia
$811K -$97.1K -11,586 -11%
DI
16
Dalton Investments
Nevada
$702K -$64.6K -7,710 -9%
LJAC
17
L.J. Altfest & Co
New York
$687K +$193 +23 +0%
CWM
18
Concert Wealth Management
California
$616K -$3.99K -476 -0.6%
RJA
19
Raymond James & Associates
Florida
$591K +$295K +35,247 +105%
HighTower Advisors
20
HighTower Advisors
Illinois
$525K -$419 -50 -0.1%
Citigroup
21
Citigroup
New York
$453K -$72.6K -8,671 -14%
LCM
22
Landscape Capital Management
New Jersey
$393K +$106K +12,671 +38%
CCM
23
Coe Capital Management
Illinois
$293K
HCMT
24
Highland Capital Management (Texas)
Texas
$204K
ST
25
Sentinel Trust
Texas
$201K