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ECF

Ellsworth Growth & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$8.14M +$615K +79,753 +9%
SCM
2
Saba Capital Management
New York
$5.13M +$48.8K +6,325 +1%
Ameriprise
3
Ameriprise
Minnesota
$2.84M +$578K +74,873 +27%
Wealth Enhancement Advisory Services
4
Wealth Enhancement Advisory Services
Minnesota
$2.51M -$56.1K -7,268 -2%
AAM
5
Advisors Asset Management
Colorado
$2.29M -$19.6K -2,547 -0.9%
GC
6
Guggenheim Capital
Illinois
$2.13M +$70.6K +9,154 +4%
Morgan Stanley
7
Morgan Stanley
New York
$1.78M -$1.11M -144,240 -40%
WAM
8
WNY Asset Management
New York
$1.4M
CA
9
Cornerstone Advisors
North Carolina
$1.33M +$664K +86,110 +110%
Invesco
10
Invesco
Georgia
$1.13M -$293K -38,020 -21%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$1.05M +$51.5K +6,672 +5%
VL
12
Vima LLC
Michigan
$924K +$882K +114,377 New
FFP
13
FourThought Financial Partners
Florida
$923K -$4.75K -615 -0.5%
AA
14
AQR Arbitrage
Connecticut
$816K +$190K +24,603 +32%
Pathstone Holdings
15
Pathstone Holdings
New Jersey
$756K +$722K +93,584 New
WAM
16
Wolverine Asset Management
Illinois
$710K +$678K +87,919 New
BI
17
Bulldog Investors
New Jersey
$622K +$52.4K +6,793 +10%
NA
18
NewEdge Advisors
Louisiana
$566K +$52.3K +6,781 +11%
RJFSA
19
Raymond James Financial Services Advisors
Florida
$508K -$93.1K -12,069 -16%
IFWM
20
Institute for Wealth Management
Colorado
$490K -$15.6K -2,019 -3%
CAPTRUST Financial Advisors
21
CAPTRUST Financial Advisors
North Carolina
$422K -$69 -9 -0%
9WM
22
9258 Wealth Management
Ohio
$382K -$58.3K -7,558 -14%
LCM
23
Landscape Capital Management
New Jersey
$316K +$302K +39,097 New
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$302K -$14.7K -1,903 -5%
UBS Group
25
UBS Group
Switzerland
$281K +$13.3K +1,726 +5%