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ECF

Ellsworth Growth & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$8.92M +$104K +13,528 +1%
UBS Group
2
UBS Group
Switzerland
$6.03M -$2.12K -275 -0%
AAM
3
Advisors Asset Management
Colorado
$2.87M +$118K +15,283 +4%
SIA
4
Sit Investment Associates
Minnesota
$2.3M +$277K +35,895 +14%
GC
5
Guggenheim Capital
Illinois
$2.11M +$151K +19,604 +8%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$1.98M -$548 -71 -0%
LCM
7
Landscape Capital Management
New Jersey
$1.66M -$46.5K -6,031 -3%
Wells Fargo
8
Wells Fargo
California
$1.6M +$177K +22,932 +13%
MFS
9
MSI Financial Services
Massachusetts
$1.12M +$7.03K +911 +0.6%
SFS
10
Shaker Financial Services
Virginia
$891K +$788K +102,149 +934%
GFM
11
Gramercy Funds Management
Connecticut
$866K
RJA
12
Raymond James & Associates
Florida
$806K +$132K +17,126 +20%
LJAC
13
L.J. Altfest & Co
New York
$732K +$717K +92,879 New
SCM
14
Saba Capital Management
New York
$721K
CWM
15
Concert Wealth Management
California
$660K +$31.5K +4,087 +5%
HighTower Advisors
16
HighTower Advisors
Illinois
$442K -$7.45K -965 -2%
ACP
17
Aviance Capital Partners
Florida
$434K -$63.5K -8,231 -13%
Citigroup
18
Citigroup
New York
$419K +$370K +47,971 +893%
RVPG
19
Relative Value Partners Group
$409K -$465K -60,202 -54%
CRC
20
Curi RMB Capital
Illinois
$385K +$377K +48,848 New
ST
21
Sentinel Trust
Texas
$371K
BI
22
Bulldog Investors
New Jersey
$277K
CCM
23
Coe Capital Management
Illinois
$257K
Geode Capital Management
24
Geode Capital Management
Massachusetts
$253K
Invesco
25
Invesco
Georgia
$242K -$13.5K -1,745 -5%