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ECF

Ellsworth Growth & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SCM
1
Saba Capital Management
New York
$13.6M
Wells Fargo
2
Wells Fargo
California
$10M -$10.8K -1,129 -0.1%
AAM
3
Advisors Asset Management
Colorado
$3.57M +$1.34M +140,392 +61%
SIA
4
Sit Investment Associates
Minnesota
$3.08M +$1.87M +196,567 +161%
BI
5
Bulldog Investors
New Jersey
$3.05M +$2.11M +221,447 +238%
Ameriprise
6
Ameriprise
Minnesota
$2.94M -$474K -49,734 -14%
Morgan Stanley
7
Morgan Stanley
New York
$2.75M -$194K -20,367 -7%
Wealth Enhancement Advisory Services
8
Wealth Enhancement Advisory Services
Minnesota
$2.34M -$216K -22,654 -9%
Pathstone Holdings
9
Pathstone Holdings
New Jersey
$1.83M +$664K +69,646 +58%
GC
10
Guggenheim Capital
Illinois
$1.54M +$78.6K +8,245 +5%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$1.4M +$8.82K +926 +0.6%
BBPWM
12
Blue Bell Private Wealth Management
Pennsylvania
$1.34M +$101K +10,574 +8%
WAM
13
WNY Asset Management
New York
$1.26M -$247K -25,886 -17%
SFS
14
Shaker Financial Services
Virginia
$1.03M -$45.9K -4,814 -4%
Invesco
15
Invesco
Georgia
$948K -$57.8K -6,062 -6%
AA
16
AQR Arbitrage
Connecticut
$931K -$352K -36,980 -28%
Raymond James Financial
17
Raymond James Financial
Florida
$881K +$866K +90,891 New
Capstone Investment Advisors
18
Capstone Investment Advisors
New York
$773K +$488K +51,262 +180%
SA
19
Sanctuary Advisors
Indiana
$698K +$44.9K +4,715 +7%
UPS
20
UHLMANN PRICE SECURITIES
Illinois
$578K +$7.97K +837 +1%
IFWM
21
Institute for Wealth Management
Colorado
$572K +$257 +27 +0%
NA
22
NewEdge Advisors
Louisiana
$504K -$45.1K -4,733 -8%
WA
23
Waverly Advisors
Alabama
$430K +$422K +44,338 New
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$316K +$3.69K +387 +1%
Kovitz Investment Group Partners
25
Kovitz Investment Group Partners
Illinois
$310K