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ECF

Ellsworth Growth & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$11.7M -$620K -57,281 -5%
AAM
2
Advisors Asset Management
Colorado
$4.46M -$1.25M -115,019 -21%
Wells Fargo
3
Wells Fargo
California
$4.33M -$866K -79,950 -16%
SCM
4
Saba Capital Management
New York
$4.17M +$4.26M +393,935 New
RJFSA
5
Raymond James Financial Services Advisors
Florida
$3.79M +$149K +13,732 +4%
WAM
6
Wolverine Asset Management
Illinois
$1.95M +$1.22M +112,721 +158%
ACP
7
Aviance Capital Partners
Florida
$1.79M +$446K +41,205 +32%
PPA
8
Parametric Portfolio Associates
Washington
$1.62M +$1.66M +153,357 New
Osaic Holdings
9
Osaic Holdings
Arizona
$1.1M +$116K +10,671 +11%
HWAM
10
Hennion & Walsh Asset Management
New Jersey
$943K -$11K -1,020 -1%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$932K +$20.2K +1,867 +2%
9WM
12
9258 Wealth Management
Ohio
$910K -$14.2K -1,310 -2%
GC
13
Guggenheim Capital
Illinois
$894K +$241K +22,240 +36%
NA
14
NewEdge Advisors
Louisiana
$797K +$80.7K +7,454 +11%
OPA
15
Old Port Advisors
Maine
$701K -$110K -10,138 -13%
IFWM
16
Institute for Wealth Management
Colorado
$695K
FF
17
FourThought Financial
Florida
$682K +$90.2K +8,327 +15%
RJA
18
Raymond James & Associates
Florida
$612K -$54.9K -5,070 -8%
UBS Group
19
UBS Group
Switzerland
$589K +$324K +29,911 +116%
SFS
20
Shaker Financial Services
Virginia
$583K +$230K +21,251 +63%
MML Investors Services
21
MML Investors Services
Massachusetts
$551K -$121K -11,202 -18%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$501K -$6.36K -587 -1%
TCWM
23
Total Clarity Wealth Management
Illinois
$400K -$25.3K -2,341 -6%
Ameriprise
24
Ameriprise
Minnesota
$394K -$2.36K -218 -0.6%
FIA
25
Foundations Investment Advisors
Arizona
$349K +$123K +11,329 +49%