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ECF

Ellsworth Growth & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$15.8M -$1.21M -83,110 -7%
AAM
2
Advisors Asset Management
Colorado
$9.29M -$4.09M -281,819 -29%
Wells Fargo
3
Wells Fargo
California
$6.19M +$538K +37,047 +9%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$3.41M +$482K +33,197 +15%
MML Investors Services
5
MML Investors Services
Massachusetts
$2M -$121K -8,308 -5%
ACP
6
Aviance Capital Partners
Florida
$1.88M +$34.9K +2,408 +2%
WAM
7
Wolverine Asset Management
Illinois
$1.4M +$1.52M +104,481 New
GC
8
Guggenheim Capital
Illinois
$1.35M -$1.18M -81,417 -45%
HWAM
9
Hennion & Walsh Asset Management
New Jersey
$1.22M +$2.45K +169 +0.2%
Baird Financial Group
10
Baird Financial Group
Wisconsin
$1.17M +$29.2K +2,014 +2%
RJA
11
Raymond James & Associates
Florida
$1.11M -$369K -25,461 -23%
Osaic Holdings
12
Osaic Holdings
Arizona
$1.11M +$164K +11,304 +16%
9WM
13
9258 Wealth Management
Ohio
$1.07M -$23.2K -1,597 -2%
OPA
14
Old Port Advisors
Maine
$949K +$137K +9,450 +15%
IFWM
15
Institute for Wealth Management
Colorado
$878K -$1.31K -90 -0.1%
Invesco
16
Invesco
Georgia
$845K +$86.6K +5,967 +10%
MAFM
17
Mid Atlantic Financial Management
Pennsylvania
$794K +$415K +28,565 +93%
SFS
18
Shaker Financial Services
Virginia
$794K +$863K +59,437 New
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$624K +$32.1K +2,209 +5%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$604K +$3.8K +262 +0.6%
FF
21
FourThought Financial
Florida
$582K +$445K +30,692 +238%
Ameriprise
22
Ameriprise
Minnesota
$537K -$20.2K -1,393 -3%
TCWM
23
Total Clarity Wealth Management
Illinois
$536K -$25K -1,725 -4%
Stifel Financial
24
Stifel Financial
Missouri
$458K
RVPG
25
Relative Value Partners Group
$390K