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ECF

Ellsworth Growth & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SCM
1
Saba Capital Management
New York
$6.06M -$109K -13,426 -2%
Wells Fargo
2
Wells Fargo
California
$4.76M +$1.65M +202,902 +58%
Morgan Stanley
3
Morgan Stanley
New York
$3.87M +$614K +75,703 +20%
Ameriprise
4
Ameriprise
Minnesota
$2.34M +$228K +28,033 +11%
GC
5
Guggenheim Capital
Illinois
$2.13M +$277K +34,120 +16%
AAM
6
Advisors Asset Management
Colorado
$1.59M +$1.11M +136,501 +281%
WAM
7
WNY Asset Management
New York
$1.52M -$9.37K -1,154 -0.7%
ACP
8
Aviance Capital Partners
Florida
$1.44M -$68.4K -8,422 -5%
Invesco
9
Invesco
Georgia
$1.37M +$127K +15,689 +11%
Baird Financial Group
10
Baird Financial Group
Wisconsin
$1.03M +$23.3K +2,868 +2%
FFP
11
FourThought Financial Partners
Florida
$907K +$856K +105,446 New
AA
12
AQR Arbitrage
Connecticut
$894K +$172K +21,129 +26%
BI
13
Bulldog Investors
New Jersey
$835K +$204K +25,191 +35%
NA
14
NewEdge Advisors
Louisiana
$626K +$8.64K +1,065 +1%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$585K -$40.1K -4,944 -7%
CA
16
Cornerstone Advisors
North Carolina
$572K +$540K +66,516 New
IFWM
17
Institute for Wealth Management
Colorado
$548K -$609 -75 -0.1%
9WM
18
9258 Wealth Management
Ohio
$499K -$29.6K -3,648 -6%
CAPTRUST Financial Advisors
19
CAPTRUST Financial Advisors
North Carolina
$450K +$155K +19,127 +58%
RJA
20
Raymond James & Associates
Florida
$377K -$15.1K -1,858 -4%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$337K
UBS Group
22
UBS Group
Switzerland
$294K -$7.11K -876 -3%
RVPG
23
Relative Value Partners Group
$275K
OHWP
24
Oak Harbor Wealth Partners
North Carolina
$273K
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$255K +$17.9K +2,203 +8%