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ECF

Ellsworth Growth & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SCM
1
Saba Capital Management
New York
$12.6M +$2.74M +319,968 +30%
Wells Fargo
2
Wells Fargo
California
$9.3M -$134K -15,618 -1%
Ameriprise
3
Ameriprise
Minnesota
$3.17M -$84K -9,800 -3%
Morgan Stanley
4
Morgan Stanley
New York
$2.74M +$298K +34,791 +13%
Wealth Enhancement Advisory Services
5
Wealth Enhancement Advisory Services
Minnesota
$2.37M -$166K -19,390 -7%
AAM
6
Advisors Asset Management
Colorado
$2.05M -$171K -19,937 -8%
WAM
7
WNY Asset Management
New York
$1.4M -$87.8K -10,240 -6%
GC
8
Guggenheim Capital
Illinois
$1.36M -$645K -75,208 -33%
Baird Financial Group
9
Baird Financial Group
Wisconsin
$1.29M +$33.6K +3,922 +3%
AA
10
AQR Arbitrage
Connecticut
$1.19M -$326K -38,062 -22%
BBPWM
11
Blue Bell Private Wealth Management
Pennsylvania
$1.15M +$538K +62,684 +96%
SIA
12
Sit Investment Associates
Minnesota
$1.09M +$1.04M +121,718 New
Pathstone Holdings
13
Pathstone Holdings
New Jersey
$1.07M +$279K +32,503 +37%
SFS
14
Shaker Financial Services
Virginia
$1M +$2.12K +247 +0.2%
Invesco
15
Invesco
Georgia
$934K +$29.9K +3,481 +3%
VL
16
Vima LLC
Michigan
$888K -$144K -16,790 -15%
BI
17
Bulldog Investors
New Jersey
$835K +$84K +9,800 +12%
CA
18
Cornerstone Advisors
North Carolina
$816K -$2.19M -255,952 -74%
SA
19
Sanctuary Advisors
Indiana
$628K +$419K +48,887 +310%
RJFSA
20
Raymond James Financial Services Advisors
Florida
$610K +$14.5K +1,692 +3%
IFWM
21
Institute for Wealth Management
Colorado
$531K -$7.84K -914 -2%
UPS
22
UHLMANN PRICE SECURITIES
Illinois
$529K +$504K +58,824 New
NA
23
NewEdge Advisors
Louisiana
$510K -$44K -5,132 -8%
9WM
24
9258 Wealth Management
Ohio
$384K -$10.9K -1,269 -3%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$290K -$15.7K -1,833 -5%