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ECF

Ellsworth Growth & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SCM
1
Saba Capital Management
New York
$19.5M +$541K +45,368 +3%
Wells Fargo
2
Wells Fargo
California
$11M +$360K +30,142 +3%
SIA
3
Sit Investment Associates
Minnesota
$10.8M +$523K +43,839 +5%
AAM
4
Advisors Asset Management
Colorado
$4.58M +$1.98M +166,043 +73%
Pathstone Holdings
5
Pathstone Holdings
New Jersey
$3.23M -$1.34M -112,175 -29%
BI
6
Bulldog Investors
New Jersey
$3.11M -$532K -44,627 -14%
Invesco
7
Invesco
Georgia
$2.7M +$406K +34,026 +17%
BBPWM
8
Blue Bell Private Wealth Management
Pennsylvania
$2.32M +$167K +13,974 +8%
GC
9
Guggenheim Capital
Illinois
$1.91M +$270K +22,611 +16%
Morgan Stanley
10
Morgan Stanley
New York
$1.8M -$136K -11,368 -7%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$1.68M -$15.1K -1,264 -0.9%
Ameriprise
12
Ameriprise
Minnesota
$1.25M -$401K -33,572 -24%
Capstone Investment Advisors
13
Capstone Investment Advisors
New York
$948K
Raymond James Financial
14
Raymond James Financial
Florida
$946K +$9.91K +831 +1%
EPW
15
Evolve Private Wealth
California
$811K +$832K +69,771 New
NA
16
NewEdge Advisors
Louisiana
$802K -$70.7K -5,923 -8%
UPS
17
UHLMANN PRICE SECURITIES
Illinois
$788K -$1.42K -119 -0.2%
Wealth Enhancement Advisory Services
18
Wealth Enhancement Advisory Services
Minnesota
$740K -$190K -15,895 -20%
IFWM
19
Institute for Wealth Management
Colorado
$626K -$24.2K -2,027 -4%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$550K +$54.6K +4,574 +11%
WA
21
Waverly Advisors
Alabama
$479K +$16.6K +1,392 +3%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$379K +$157K +13,199 +68%
Focus Partners Wealth
23
Focus Partners Wealth
Massachusetts
$372K +$382K +32,006 New
ACP
24
Aviance Capital Partners
Florida
$356K +$4.2K +352 +1%
SFS
25
Shaker Financial Services
Virginia
$345K -$830K -69,554 -70%