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ECF

Ellsworth Growth & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$9.95M -$229K -24,571 -2%
UBS Group
2
UBS Group
Switzerland
$7.77M -$59.1K -6,354 -0.8%
AAM
3
Advisors Asset Management
Colorado
$5.37M +$738K +79,276 +16%
GC
4
Guggenheim Capital
Illinois
$3.34M +$304K +32,632 +10%
Wells Fargo
5
Wells Fargo
California
$3.11M +$230K +24,679 +8%
RJA
6
Raymond James & Associates
Florida
$1.85M -$371K -39,892 -17%
Ameriprise
7
Ameriprise
Minnesota
$1.83M +$345K +37,011 +23%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$1.53M -$597K -64,188 -28%
LJAC
9
L.J. Altfest & Co
New York
$883K -$3.21K -345 -0.4%
IFWM
10
Institute for Wealth Management
Colorado
$820K +$15.5K +1,660 +2%
ACP
11
Aviance Capital Partners
Florida
$786K -$19.4K -2,079 -2%
SCM
12
Saba Capital Management
New York
$744K
HighTower Advisors
13
HighTower Advisors
Illinois
$584K +$38K +4,083 +7%
MML Investors Services
14
MML Investors Services
Massachusetts
$415K -$452K -48,524 -52%
RVPG
15
Relative Value Partners Group
$398K
MIC
16
Meridian Investment Counsel
California
$237K
LPL Financial
17
LPL Financial
California
$236K +$237K +25,487 New
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$164K +$503 +54 +0.3%
6M
19
6 Meridian
Kansas
$160K +$158K +17,009 New
PA
20
Parallel Advisors
California
$129K +$931 +100 +0.7%
KWA
21
KCS Wealth Advisory
California
$124K +$123K +13,194 New
Geode Capital Management
22
Geode Capital Management
Massachusetts
$108K
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$104K +$103K +11,040 New
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$84K -$66.6K -7,157 -45%
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$66K