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ECF

Ellsworth Growth & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$6.46M -$226K -25,597 -3%
U
2
UBS
Switzerland
$6.03M +$21.1K +2,398 +0.3%
AAM
3
Advisors Asset Management
Colorado
$4.1M +$289K +32,796 +7%
Morgan Stanley
4
Morgan Stanley
New York
$3.37M +$264K +29,938 +8%
1CP
5
1607 Capital Partners
Virginia
$2.66M +$18.5K +2,100 +0.7%
RVP
6
Relative Value Partners
Illinois
$2.34M -$154K -17,476 -6%
GC
7
Guggenheim Capital
Illinois
$2.19M +$39.8K +4,519 +2%
Geode Capital Management
8
Geode Capital Management
Massachusetts
$1.95M
BI
9
Bulldog Investors
New Jersey
$1.28M
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$1.16M +$20.9K +2,376 +2%
MFS
11
MSI Financial Services
Massachusetts
$1.12M -$22.5K -2,552 -2%
DA
12
Doliver Advisors
Texas
$1.01M +$192K +21,749 +23%
GFM
13
Gramercy Funds Management
Connecticut
$951K -$40.6K -4,600 -4%
WAM
14
Wolverine Asset Management
Illinois
$880K -$292K -33,096 -25%
SFS
15
Shaker Financial Services
Virginia
$808K -$7.93K -900 -1%
LJAC
16
L.J. Altfest & Co
New York
$800K +$829 +94 +0.1%
DI
17
Dalton Investments
Nevada
$690K +$4.69K +532 +0.7%
CWM
18
Concert Wealth Management
California
$610K -$22K -2,490 -3%
RJA
19
Raymond James & Associates
Florida
$553K -$64.8K -7,350 -10%
HighTower Advisors
20
HighTower Advisors
Illinois
$517K -$11.1K -1,263 -2%
Citigroup
21
Citigroup
New York
$444K -$19.8K -2,249 -4%
AQR Capital Management
22
AQR Capital Management
Connecticut
$378K +$385K +43,657 New
LCM
23
Landscape Capital Management
New Jersey
$336K -$77.4K -8,783 -18%
CCM
24
Coe Capital Management
Illinois
$294K
ST
25
Sentinel Trust
Texas
$202K