Gramercy Funds Management’s Ellsworth Growth & Income Fund ECF Stock Holding History

Gramercy Funds Management’s Portfolio ECF Stock Details ECF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-109,957	Closed	-$866K	–	59
2016 Q2	$866K	Hold	109,957	–	–	0.37%	42
2016 Q1	$836K	Hold	109,957	–	–	0.25%	42
2015 Q4	$852K	Hold	109,957	–	–	0.26%	40
2015 Q3	$860K	Hold	109,957	–	–	0.29%	40
2015 Q2	$971K	Hold	109,957	–	–	0.3%	38
2015 Q1	$963K	Hold	109,957	–	–	0.28%	39
2014 Q4	$958K	Hold	109,957	–	–	0.27%	47
2014 Q3	$951K	Sell	109,957 -4,600	-4%	-$40.6K	0.37%	48
2014 Q2	$1.01M	Hold	114,557	–	–	0.37%	40
2014 Q1	$985K	Sell	114,557 -147,469	-56%	-$1.24M	0.35%	41
2013 Q4	$2.15M	Sell	262,026 -47,400	-15%	-$380K	0.68%	23
2013 Q3	$2.44M	Buy	309,426 +2,606	+0.8%	+$20.3K	0.57%	26
2013 Q2	$2.35M	Buy	+306,820	New	+$2.37M	0.69%	26

Other funds holding ECF

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

MFS

MSI Financial Services Springfield, Massachusetts $3.07B AUM 10.22% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

Gramercy Funds Management's ECF Position: Q3 2016 in Review

Gramercy Funds Management sold out of Ellsworth Growth & Income Fund (ECF) in Q3 2016, closing a stake of 109,957 shares — an estimated $866K sold.

Gramercy Funds Management first reported a position in ECF in Q2 2013 and held it in 13 quarters. The position peaked at $2.44M in Q3 2013. 32 funds tracked by Wall St. Rank hold ECF as of Q3 2016.

Gramercy Funds Management reported no remaining Ellsworth Growth & Income Fund position as of Q3 2016 after selling out during the quarter.
Gramercy Funds Management sold 109,957 Ellsworth Growth & Income Fund shares in Q3 2016, an estimated $866K.
Gramercy Funds Management first reported a position in Ellsworth Growth & Income Fund in Q2 2013 and held it in 13 quarters.
Gramercy Funds Management's Ellsworth Growth & Income Fund position peaked at $2.44M in Q3 2013.
32 funds tracked by Wall St. Rank held Ellsworth Growth & Income Fund as of Q3 2016.

Based on Gramercy Funds Management's 13F filing for Q3 2016, filed 9 Nov 2016.