ECF

Ellsworth Growth & Income Fund
ECF

Overview Fund Activity

39 hedge funds and large institutions have $42.5M invested in Ellsworth Growth & Income Fund in 2014 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 13 increasing their positions, 9 reducing their positions, and 2 closing their positions.

Holders
39
Holders Change
+5
Holders Change %
+14.71%
% of All Funds
1.04%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
13
Reduced
9
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
MIG
1
Mariner Investment Group
New York
$275K
2
Morgan Stanley
2
Morgan Stanley
New York
$3.65M
3
WAM
3
Weiss Asset Management
Massachusetts
$215K
4
MFS
4
MSI Financial Services
Massachusetts
$1.26M
5
AAM
5
Advisors Asset Management
Colorado
$4.24M

Top Sellers

1
Geode Capital Management
1
Geode Capital Management
Massachusetts
$1.95M
2
DI
2
Dalton Investments
Nevada
$376K
3
WAM
3
Wolverine Asset Management
Illinois
$569K
4
SFS
4
Shaker Financial Services
Virginia
$578K
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$1.01M
Name Holding Trade Value Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$6.6M +$98K +11,251 +2%
UBS Group
2
UBS Group
Switzerland
$6.36M +$6.36M +730,155 New
AAM
3
Advisors Asset Management
Colorado
$4.24M +$108K +12,403 +3%
Morgan Stanley
4
Morgan Stanley
New York
$3.65M +$251K +28,867 +7%
1CP
5
1607 Capital Partners
Virginia
$2.68M – – –
RVP
6
Relative Value Partners
Illinois
$2.36M -$2.18K -250 -0.1%
GC
7
Guggenheim Capital
Illinois
$2.23M +$22.9K +2,629 +1%
Geode Capital Management
8
Geode Capital Management
Massachusetts
$1.95M -$1.95M – –
BI
9
Bulldog Investors
New Jersey
$1.29M – – –
MFS
10
MSI Financial Services
Massachusetts
$1.26M +$128K +14,666 +11%
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$1.01M -$155K -17,839 -13%
DA
12
Doliver Advisors
Texas
$971K -$48.2K -5,543 -5%
GFM
13
Gramercy Funds Management
Connecticut
$958K – – –
LJAC
14
L.J. Altfest & Co
New York
$824K +$11.8K +1,358 +1%
CWM
15
Concert Wealth Management
California
$648K +$34.8K +4,003 +6%
RJA
16
Raymond James & Associates
Florida
$632K +$75.2K +8,629 +14%
SFS
17
Shaker Financial Services
Virginia
$578K -$236K -27,078 -29%
WAM
18
Wolverine Asset Management
Illinois
$569K -$316K -36,371 -36%
HighTower Advisors
19
HighTower Advisors
Illinois
$511K -$9.23K -1,060 -2%
DI
20
Dalton Investments
Nevada
$376K -$319K -36,596 -46%
Citigroup
21
Citigroup
New York
$376K -$70.4K -8,093 -16%
LCM
22
Landscape Capital Management
New Jersey
$351K +$12.8K +1,474 +4%
AQR Capital Management
23
AQR Capital Management
Connecticut
$298K -$83.3K -9,540 -22%
CCM
24
Coe Capital Management
Illinois
$296K – – –
MIG
25
Mariner Investment Group
New York
$275K +$275K +31,596 New
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