ECF

Ellsworth Growth & Income Fund
ECF

Overview Fund Activity

47 hedge funds and large institutions have $38.7M invested in Ellsworth Growth & Income Fund in 2023 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 15 increasing their positions, 17 reducing their positions, and 6 closing their positions.

Holders
47
Holders Change
-1
Holders Change %
-2.08%
% of All Funds
0.75%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
15
Reduced
17
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$7.47M
2
Wealth Enhancement Advisory Services
2
Wealth Enhancement Advisory Services
Minnesota
$2.56M
3
AAM
3
Advisors Asset Management
Colorado
$2.3M
4
API
4
Advisor Partners II
California
$329K
5
Mariner
5
Mariner
Kansas
$180K

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$2.94M
2
SCM
2
Saba Capital Management
New York
$5.06M
3
AA
3
AQR Arbitrage
Connecticut
$615K
4
BI
4
Bulldog Investors
New Jersey
$565K
5
SFS
5
Shaker Financial Services
Virginia
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$7.47M 927,427 +373,769 +68%
SCM
2
Saba Capital Management
New York
$5.06M 628,984 -75,267 -11%
Morgan Stanley
3
Morgan Stanley
New York
$2.94M 364,737 -84,799 -19%
Wealth Enhancement Advisory Services
4
Wealth Enhancement Advisory Services
Minnesota
$2.56M 318,489 +318,489 New
AAM
5
Advisors Asset Management
Colorado
$2.3M 286,184 +101,185 +55%
Ameriprise
6
Ameriprise
Minnesota
$2.22M 276,003 +3,662 +1%
GC
7
Guggenheim Capital
Illinois
$2.05M 254,268 +7,123 +3%
Invesco
8
Invesco
Georgia
$1.43M 177,967 +18,128 +11%
WAM
9
WNY Asset Management
New York
$1.4M 173,528 -2,736 -2%
ACP
10
Aviance Capital Partners
Florida
$1.17M 145,402 -22,120 -13%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$989K 122,831 +2,812 +2%
FFP
12
FourThought Financial Partners
Florida
$925K 114,846 +9,400 +9%
CA
13
Cornerstone Advisors
North Carolina
$633K 78,635 +12,119 +18%
AA
14
AQR Arbitrage
Connecticut
$615K 76,401 -27,550 -27%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$603K 74,945 +6,918 +10%
BI
16
Bulldog Investors
New Jersey
$565K 70,141 -26,935 -28%
NA
17
NewEdge Advisors
Louisiana
$516K 64,084 -8,732 -12%
IFWM
18
Institute for Wealth Management
Colorado
$505K 62,721 -1,052 -2%
9WM
19
9258 Wealth Management
Ohio
$442K 54,851 -3,217 -6%
CAPTRUST Financial Advisors
20
CAPTRUST Financial Advisors
North Carolina
$421K 52,262 -10 -0%
Osaic Holdings
21
Osaic Holdings
Arizona
$333K 41,398 +17,641 +74%
API
22
Advisor Partners II
California
$329K 40,859 +40,859 New
RJA
23
Raymond James & Associates
Florida
$328K 40,785 -3,016 -7%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$316K 39,216 – –
OPA
25
Old Port Advisors
Maine
$304K 37,780 +37,780 New
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