We are live on ! Find out more
ECF

Ellsworth Growth & Income Fund

47 hedge funds and large institutions have $38.7M invested in Ellsworth Growth & Income Fund in 2023 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 15 increasing their positions, 17 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% more capital invested

Capital invested by funds: $36M → $38.7M (+$2.76M)

4.51% more ownership

Funds ownership: 30.04%34.55% (+4.5%)

2% less funds holding

Funds holding: 4847 (-1)

12% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 17

17% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 6

Holders
47
Holders Change
-1
Holders Change %
-2.08%
% of All Funds
0.75%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
15
Reduced
17
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$7.47M +$3.2M +373,769 +68%
SCM
2
Saba Capital Management
New York
$5.06M -$644K -75,267 -11%
Morgan Stanley
3
Morgan Stanley
New York
$2.94M -$725K -84,799 -19%
Wealth Enhancement Advisory Services
4
Wealth Enhancement Advisory Services
Minnesota
$2.56M +$2.72M +318,489 New
AAM
5
Advisors Asset Management
Colorado
$2.3M +$865K +101,185 +55%
Ameriprise
6
Ameriprise
Minnesota
$2.22M +$31.3K +3,662 +1%
GC
7
Guggenheim Capital
Illinois
$2.05M +$60.9K +7,123 +3%
Invesco
8
Invesco
Georgia
$1.43M +$155K +18,128 +11%
WAM
9
WNY Asset Management
New York
$1.4M -$23.4K -2,736 -2%
ACP
10
Aviance Capital Partners
Florida
$1.17M -$189K -22,120 -13%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$989K +$24.1K +2,812 +2%
FFP
12
FourThought Financial Partners
Florida
$925K +$80.4K +9,400 +9%
CA
13
Cornerstone Advisors
North Carolina
$633K +$104K +12,119 +18%
AA
14
AQR Arbitrage
Connecticut
$615K -$236K -27,550 -27%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$603K +$59.2K +6,918 +10%
BI
16
Bulldog Investors
New Jersey
$565K -$230K -26,935 -28%
NA
17
NewEdge Advisors
Louisiana
$516K -$74.7K -8,732 -12%
IFWM
18
Institute for Wealth Management
Colorado
$505K -$9K -1,052 -2%
9WM
19
9258 Wealth Management
Ohio
$442K -$27.5K -3,217 -6%
CAPTRUST Financial Advisors
20
CAPTRUST Financial Advisors
North Carolina
$421K -$86 -10 -0%
Osaic Holdings
21
Osaic Holdings
Arizona
$333K +$151K +17,641 +74%
API
22
Advisor Partners II
California
$329K +$349K +40,859 New
RJA
23
Raymond James & Associates
Florida
$328K -$25.8K -3,016 -7%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$316K
OPA
25
Old Port Advisors
Maine
$304K +$323K +37,780 New

ECF Hedge Fund Activity: Q3 2023 in Review

47 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Ellsworth Growth & Income Fund (ECF) for Q3 2023, worth a combined $38.7M — up 7.7% from $36M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of ECF and 5 opened new positions — a net loss of 1 holder — while 17 trimmed existing stakes and 15 added.

The largest buyer was Wells Fargo, adding an estimated $3.2M. The largest seller was Morgan Stanley, cutting an estimated $725K.

  • 47 institutional investors held Ellsworth Growth & Income Fund (ECF) as of Q3 2023, down from 48 in Q2 2023.
  • Funds reported $38.7M of Ellsworth Growth & Income Fund stock for Q3 2023, up 7.7% quarter-over-quarter.
  • 5 funds opened new Ellsworth Growth & Income Fund positions in Q3 2023 and 6 closed out, a net change of -1 holder.
  • The largest Ellsworth Growth & Income Fund buyer in Q3 2023 was Wells Fargo, an estimated $3.2M added.
  • The largest Ellsworth Growth & Income Fund seller in Q3 2023 was Morgan Stanley, an estimated $725K sold.

Based on aggregated 13F filings for Q3 2023.