ECF

Ellsworth Growth & Income Fund
ECF

Overview Fund Activity

40 hedge funds and large institutions have $51.9M invested in Ellsworth Growth & Income Fund in 2019 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 13 increasing their positions, 11 reducing their positions, and 3 closing their positions.

Holders
40
Holders Change
+3
Holders Change %
+8.11%
% of All Funds
0.87%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
13
Reduced
11
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
WAM
1
Wolverine Asset Management
Illinois
$1.06M
2
Morgan Stanley
2
Morgan Stanley
New York
$11.4M
3
Invesco
3
Invesco
Georgia
$1.22M
4
CRC
4
Curi RMB Capital
Illinois
$234K
5
GC
5
Guggenheim Capital
Illinois
$4.29M

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$5.53M
2
AAM
2
Advisors Asset Management
Colorado
$8.62M
3
Wells Fargo
3
Wells Fargo
California
$6.62M
4
LPL Financial
4
LPL Financial
California
$235K
5
LWAC
5
Laurel Wealth Advisors (California)
California
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$11.4M 1,113,570 +36,199 +3%
AAM
2
Advisors Asset Management
Colorado
$8.62M 839,895 -34,075 -4%
Wells Fargo
3
Wells Fargo
California
$6.62M 645,258 -21,911 -3%
UBS Group
4
UBS Group
Switzerland
$5.53M 538,610 -71,419 -12%
GC
5
Guggenheim Capital
Illinois
$4.29M 418,389 +22,275 +6%
RJA
6
Raymond James & Associates
Florida
$1.92M 186,927 -2,737 -1%
Invesco
7
Invesco
Georgia
$1.22M 118,766 +34,911 +42%
ACP
8
Aviance Capital Partners
Florida
$1.17M 114,275 +1,058 +0.9%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$1.11M 108,043 +7,175 +7%
WAM
10
Wolverine Asset Management
Illinois
$1.06M 103,175 +94,023 +1,027%
9WM
11
9258 Wealth Management
Ohio
$1.01M 98,114 -3,426 -3%
Ameriprise
12
Ameriprise
Minnesota
$830K 80,910 +8,142 +11%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$778K 75,880 +3,570 +5%
IFWM
14
Institute for Wealth Management
Colorado
$777K 75,763 -4,711 -6%
SFS
15
Shaker Financial Services
Virginia
$773K 75,323 +17,948 +31%
LCM
16
Landscape Capital Management
New Jersey
$743K 72,430 +14,117 +24%
Stifel Financial
17
Stifel Financial
Missouri
$605K 58,961 +5,749 +11%
LJAC
18
L.J. Altfest & Co
New York
$527K 51,411 -6,987 -12%
Baird Financial Group
19
Baird Financial Group
Wisconsin
$451K 43,945 +7,210 +20%
RVPG
20
Relative Value Partners Group
$300K 29,216 – –
LPL Financial
21
LPL Financial
California
$235K 22,930 -17,301 -43%
CRC
22
Curi RMB Capital
Illinois
$234K 22,840 +22,840 New
MIC
23
Meridian Investment Counsel
California
$221K 21,557 – –
TFCP
24
Twin Focus Capital Partners
Massachusetts
$185K 18,000 +18,000 New
RJT
25
Raymond James Trust
Florida
$181K 17,655 – –
1
2