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ECF

Ellsworth Growth & Income Fund

53 hedge funds and large institutions have $42.8M invested in Ellsworth Growth & Income Fund in 2023 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 17 increasing their positions, 19 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

350% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 2

13% more funds holding

Funds holding: 4753 (+6)

11% more capital invested

Capital invested by funds: $38.7M → $42.8M (+$4.07M)

3.42% more ownership

Funds ownership: 34.55%37.97% (+3.4%)

11% less repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 19

Holders
53
Holders Change
+6
Holders Change %
+12.77%
% of All Funds
0.77%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
17
Reduced
19
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$8.14M +$615K +79,753 +9%
SCM
2
Saba Capital Management
New York
$5.13M +$48.8K +6,325 +1%
Morgan Stanley
3
Morgan Stanley
New York
$3.56M +$588K +76,257 +21%
Ameriprise
4
Ameriprise
Minnesota
$2.84M +$578K +74,873 +27%
Wealth Enhancement Advisory Services
5
Wealth Enhancement Advisory Services
Minnesota
$2.51M -$56.1K -7,268 -2%
AAM
6
Advisors Asset Management
Colorado
$2.29M -$19.6K -2,547 -0.9%
GC
7
Guggenheim Capital
Illinois
$2.13M +$70.6K +9,154 +4%
WAM
8
WNY Asset Management
New York
$1.4M
CA
9
Cornerstone Advisors
North Carolina
$1.33M +$664K +86,110 +110%
Invesco
10
Invesco
Georgia
$1.13M -$293K -38,020 -21%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$1.05M +$51.5K +6,672 +5%
VL
12
Vima LLC
Michigan
$924K +$882K +114,377 New
FFP
13
FourThought Financial Partners
Florida
$923K -$4.75K -615 -0.5%
AA
14
AQR Arbitrage
Connecticut
$816K +$190K +24,603 +32%
Pathstone Holdings
15
Pathstone Holdings
New Jersey
$756K +$722K +93,584 New
WAM
16
Wolverine Asset Management
Illinois
$710K +$678K +87,919 New
BI
17
Bulldog Investors
New Jersey
$622K +$52.4K +6,793 +10%
NA
18
NewEdge Advisors
Louisiana
$566K +$52.3K +6,781 +11%
RJFSA
19
Raymond James Financial Services Advisors
Florida
$508K -$93.1K -12,069 -16%
IFWM
20
Institute for Wealth Management
Colorado
$490K -$15.6K -2,019 -3%
CAPTRUST Financial Advisors
21
CAPTRUST Financial Advisors
North Carolina
$422K -$69 -9 -0%
9WM
22
9258 Wealth Management
Ohio
$382K -$58.3K -7,558 -14%
LCM
23
Landscape Capital Management
New Jersey
$316K +$302K +39,097 New
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$302K -$14.7K -1,903 -5%
UBS Group
25
UBS Group
Switzerland
$281K +$13.3K +1,726 +5%

ECF Hedge Fund Activity: Q4 2023 in Review

53 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Ellsworth Growth & Income Fund (ECF) for Q4 2023, worth a combined $42.8M — up 11% from $38.7M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new ECF positions and 2 closed out — a net gain of 7 holders — while 17 added to existing stakes and 19 trimmed.

The largest buyer was Wolverine Asset Management, opening a new position worth an estimated $678K. The largest seller was Aviance Capital Partners, cutting an estimated $880K.

  • 53 institutional investors held Ellsworth Growth & Income Fund (ECF) as of Q4 2023, up from 47 in Q3 2023.
  • Funds reported $42.8M of Ellsworth Growth & Income Fund stock for Q4 2023, up 11% quarter-over-quarter.
  • 9 funds opened new Ellsworth Growth & Income Fund positions in Q4 2023 and 2 closed out, a net change of +7 holders.
  • The largest Ellsworth Growth & Income Fund buyer in Q4 2023 was Wolverine Asset Management, an estimated $678K added.
  • The largest Ellsworth Growth & Income Fund seller in Q4 2023 was Aviance Capital Partners, an estimated $880K sold.

Based on aggregated 13F filings for Q4 2023.