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ECF

Ellsworth Growth & Income Fund

37 hedge funds and large institutions have $47.3M invested in Ellsworth Growth & Income Fund in 2019 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 17 increasing their positions, 7 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

143% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 7

19% more capital invested

Capital invested by funds: $39.8M → $47.3M (+$7.49M)

2.27% more ownership

Funds ownership: 35.77%38.04% (+2.3%)

5% less funds holding

Funds holding: 3937 (-2)

17% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 6

Holders
37
Holders Change
-2
Holders Change %
-5.13%
% of All Funds
0.8%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
17
Reduced
7
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$10.3M +$47.4K +5,092 +0.5%
AAM
2
Advisors Asset Management
Colorado
$8.39M +$36.5K +3,916 +0.5%
Wells Fargo
3
Wells Fargo
California
$6.4M +$907K +97,386 +17%
UBS Group
4
UBS Group
Switzerland
$5.86M -$219K -23,475 -4%
GC
5
Guggenheim Capital
Illinois
$3.8M +$321K +34,410 +10%
RJA
6
Raymond James & Associates
Florida
$1.82M -$82.1K -8,808 -4%
ACP
7
Aviance Capital Partners
Florida
$1.09M +$29.4K +3,160 +3%
9WM
8
9258 Wealth Management
Ohio
$975K +$1.15K +123 +0.1%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$968K +$2.21K +237 +0.2%
Invesco
10
Invesco
Georgia
$805K +$282K +30,253 +56%
IFWM
11
Institute for Wealth Management
Colorado
$773K +$750K +80,474 New
Ameriprise
12
Ameriprise
Minnesota
$699K +$678K +72,768 New
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$694K +$48.6K +5,217 +8%
LJAC
14
L.J. Altfest & Co
New York
$561K -$83.1K -8,915 -13%
LCM
15
Landscape Capital Management
New Jersey
$560K +$168K +17,982 +45%
SFS
16
Shaker Financial Services
Virginia
$551K +$433K +46,510 +428%
Stifel Financial
17
Stifel Financial
Missouri
$511K +$260K +27,941 +111%
LPL Financial
18
LPL Financial
California
$386K +$84.9K +9,112 +29%
Baird Financial Group
19
Baird Financial Group
Wisconsin
$353K +$81.8K +8,778 +31%
RVPG
20
Relative Value Partners Group
$280K
MIC
21
Meridian Investment Counsel
California
$207K -$33.5K -3,600 -14%
RJT
22
Raymond James Trust
Florida
$169K
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$163K +$53.1K +5,696 +50%
LWAC
24
Laurel Wealth Advisors (California)
California
$144K -$1.52K -163 -1%
OPA
25
Old Port Advisors
Maine
$127K -$7.95K -853 -6%

ECF Hedge Fund Activity: Q1 2019 in Review

37 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in Ellsworth Growth & Income Fund (ECF) for Q1 2019, worth a combined $47.3M — up 19% from $39.8M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of ECF and 5 opened new positions — a net loss of 1 holder — while 7 trimmed existing stakes and 17 added.

The largest buyer was Wells Fargo, adding an estimated $907K. The largest seller was HighTower Advisors, exiting entirely with an estimated $512K sold.

  • 37 institutional investors held Ellsworth Growth & Income Fund (ECF) as of Q1 2019, down from 39 in Q4 2018.
  • Funds reported $47.3M of Ellsworth Growth & Income Fund stock for Q1 2019, up 19% quarter-over-quarter.
  • 5 funds opened new Ellsworth Growth & Income Fund positions in Q1 2019 and 6 closed out, a net change of -1 holder.
  • The largest Ellsworth Growth & Income Fund buyer in Q1 2019 was Wells Fargo, an estimated $907K added.
  • The largest Ellsworth Growth & Income Fund seller in Q1 2019 was HighTower Advisors, an estimated $512K sold.

Based on aggregated 13F filings for Q1 2019.