ECF

Ellsworth Growth & Income Fund
ECF

Overview Fund Activity

37 hedge funds and large institutions have $47.3M invested in Ellsworth Growth & Income Fund in 2019 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 17 increasing their positions, 7 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
37
Holders Change
-2
Holders Change %
-5.13%
% of All Funds
0.8%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
17
Reduced
7
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$6.4M
2
IFWM
2
Institute for Wealth Management
Colorado
$773K
3
Ameriprise
3
Ameriprise
Minnesota
$699K
4
SFS
4
Shaker Financial Services
Virginia
$551K
5
GC
5
Guggenheim Capital
Illinois
$3.8M

Top Sellers

1
HighTower Advisors
1
HighTower Advisors
Illinois
$0
2
UBS Group
2
UBS Group
Switzerland
$5.86M
3
SPC
3
Sigma Planning Corp
Michigan
$0
4
CRC
4
Curi RMB Capital
Illinois
$0
5
IA
5
IFP Advisors
Florida
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$10.3M +$48.9K +5,092 +0.5%
AAM
2
Advisors Asset Management
Colorado
$8.39M +$37.6K +3,916 +0.5%
Wells Fargo
3
Wells Fargo
California
$6.4M +$935K +97,386 +17%
UBS Group
4
UBS Group
Switzerland
$5.86M -$225K -23,475 -4%
GC
5
Guggenheim Capital
Illinois
$3.8M +$330K +34,410 +10%
RJA
6
Raymond James & Associates
Florida
$1.82M -$84.6K -8,808 -4%
ACP
7
Aviance Capital Partners
Florida
$1.09M +$30.3K +3,160 +3%
9WM
8
9258 Wealth Management
Ohio
$975K +$1.18K +123 +0.1%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$968K +$2.27K +237 +0.2%
Invesco
10
Invesco
Georgia
$805K +$290K +30,253 +56%
IFWM
11
Institute for Wealth Management
Colorado
$773K +$773K +80,474 New
Ameriprise
12
Ameriprise
Minnesota
$699K +$699K +72,768 New
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$694K +$50.1K +5,217 +8%
LJAC
14
L.J. Altfest & Co
New York
$561K -$85.6K -8,915 -13%
LCM
15
Landscape Capital Management
New Jersey
$560K +$173K +17,982 +45%
SFS
16
Shaker Financial Services
Virginia
$551K +$447K +46,510 +428%
Stifel Financial
17
Stifel Financial
Missouri
$511K +$268K +27,941 +111%
LPL Financial
18
LPL Financial
California
$386K +$87.4K +9,112 +29%
Baird Financial Group
19
Baird Financial Group
Wisconsin
$353K +$84.4K +8,778 +31%
RVPG
20
Relative Value Partners Group
$280K – – –
MIC
21
Meridian Investment Counsel
California
$207K -$34.6K -3,600 -14%
RJT
22
Raymond James Trust
Florida
$169K – – –
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$163K +$54.6K +5,696 +50%
LWAC
24
Laurel Wealth Advisors (California)
California
$144K -$1.56K -163 -1%
OPA
25
Old Port Advisors
Maine
$127K -$8.2K -853 -6%
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