ECF

Ellsworth Growth & Income Fund
ECF

Overview Fund Activity

34 hedge funds and large institutions have $53.9M invested in Ellsworth Growth & Income Fund in 2020 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 7 increasing their positions, 12 reducing their positions, and 4 closing their positions.

Holders
34
Holders Change
+1
Holders Change %
+3.03%
% of All Funds
0.69%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
7
Reduced
12
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$13.1M
2
ATPW
2
Ashton Thomas Private Wealth
Arizona
$1.01M
3
SFS
3
Shaker Financial Services
Virginia
$483K
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$1.99M
5
WAM
5
Wolverine Asset Management
Illinois
$256K

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$8.31M
2
AAM
2
Advisors Asset Management
Colorado
$11.6M
3
GC
3
Guggenheim Capital
Illinois
$3.54M
4
RJA
4
Raymond James & Associates
Florida
$1.33M
5
Invesco
5
Invesco
Georgia
$133K
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$13.1M +$1.54M +133,337 +13%
AAM
2
Advisors Asset Management
Colorado
$11.6M -$1.87M -162,210 -14%
Wells Fargo
3
Wells Fargo
California
$8.31M -$2.12M -183,535 -20%
GC
4
Guggenheim Capital
Illinois
$3.54M -$838K -72,548 -19%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$1.99M +$474K +41,048 +31%
MML Investors Services
6
MML Investors Services
Massachusetts
$1.81M -$245K -21,207 -12%
ACP
7
Aviance Capital Partners
Florida
$1.54M +$18.3K +1,582 +1%
RJA
8
Raymond James & Associates
Florida
$1.33M -$494K -42,751 -27%
ATPW
9
Ashton Thomas Private Wealth
Arizona
$1.01M +$1.01M +87,100 New
9WM
10
9258 Wealth Management
Ohio
$972K -$70.6K -6,284 -7%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$965K +$52.7K +4,563 +6%
Stifel Financial
12
Stifel Financial
Missouri
$857K -$48.2K -4,177 -5%
LPL Financial
13
LPL Financial
California
$838K +$242K +20,908 +40%
IFWM
14
Institute for Wealth Management
Colorado
$779K – – –
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$554K – – –
UBS Group
16
UBS Group
Switzerland
$540K -$3.86K -334 -0.7%
TCWM
17
Total Clarity Wealth Management
Illinois
$496K – – –
SFS
18
Shaker Financial Services
Virginia
$483K +$483K +41,834 New
Cohen & Steers
19
Cohen & Steers
New York
$398K – – –
RVPG
20
Relative Value Partners Group
$337K – – –
Ameriprise
21
Ameriprise
Minnesota
$286K -$102K -8,856 -26%
MIC
22
Meridian Investment Counsel
California
$261K – – –
WAM
23
Wolverine Asset Management
Illinois
$256K +$256K +22,228 New
TF
24
Trek Financial
Arizona
$247K -$1.99K -172 -0.8%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$227K +$227K +19,729 New
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