ECF

Ellsworth Growth & Income Fund
ECF

Overview Fund Activity

30 hedge funds and large institutions have $33.5M invested in Ellsworth Growth & Income Fund in 2013 Q2 according to their latest regulatory filings, with 30 funds opening new positions, increasing their positions, reducing their positions, and closing their positions.

Holders
30
Holders Change
+30
Holders Change %
–
% of All Funds
0.98%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
30
Increased
–
Reduced
–
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

No buyers this quarter

Top Sellers

No sellers this quarter
Name Market Value Shares Shares
Change 		Shares
Change %
U
1
UBS
Switzerland
$4.53M 591,908 +591,908 New
Wells Fargo
2
Wells Fargo
California
$3.91M 510,179 +510,179 New
AAM
3
Advisors Asset Management
Colorado
$2.88M 375,579 +375,579 New
GFM
4
Gramercy Funds Management
Connecticut
$2.35M 306,820 +306,820 New
RVP
5
Relative Value Partners
Illinois
$2.29M 299,401 +299,401 New
JGUA
6
John G. Ullman & Associates
New York
$2.22M 289,988 +289,988 New
Morgan Stanley
7
Morgan Stanley
New York
$2.18M 285,239 +285,239 New
GC
8
Guggenheim Capital
Illinois
$2.03M 265,305 +265,305 New
BI
9
Bulldog Investors
New Jersey
$1.78M 232,807 +232,807 New
1CP
10
1607 Capital Partners
Virginia
$1.74M 226,595 +226,595 New
DA
11
Doliver Advisors
Texas
$1.48M 192,762 +192,762 New
SFS
12
Shaker Financial Services
Virginia
$958K 125,044 +125,044 New
WAM
13
Wolverine Asset Management
Illinois
$876K 114,484 +114,484 New
DI
14
Dalton Investments
Nevada
$708K 92,424 +92,424 New
CWM
15
Concert Wealth Management
California
$577K 75,279 +75,279 New
MFS
16
MSI Financial Services
Massachusetts
$499K 65,207 +65,207 New
Citigroup
17
Citigroup
New York
$493K 64,316 +64,316 New
HighTower Advisors
18
HighTower Advisors
Illinois
$468K 61,129 +61,129 New
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$432K 56,458 +56,458 New
CCM
20
Coe Capital Management
Illinois
$260K 34,013 +34,013 New
RJA
21
Raymond James & Associates
Florida
$214K 27,917 +27,917 New
HCMT
22
Highland Capital Management (Texas)
Texas
$182K 23,700 +23,700 New
TC
23
TFS Capital
Pennsylvania
$169K 22,108 +22,108 New
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$99K 12,890 +12,890 New
ACP
25
Aviance Capital Partners
Florida
$89K 11,670 +11,670 New
1
2