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ECF

Ellsworth Growth & Income Fund

43 hedge funds and large institutions have $57.5M invested in Ellsworth Growth & Income Fund in 2021 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 18 increasing their positions, 10 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

500% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 1

80% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 10

13% more funds holding

Funds holding: 3843 (+5)

0.87% less ownership

Funds ownership: 32.77%31.9% (-0.87%)

12% less capital invested

Capital invested by funds: $65.2M → $57.5M (-$7.62M)

Holders
43
Holders Change
+5
Holders Change %
+13.16%
% of All Funds
0.75%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
18
Reduced
10
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$15.8M -$1.21M -83,110 -7%
AAM
2
Advisors Asset Management
Colorado
$9.29M -$4.09M -281,819 -29%
Wells Fargo
3
Wells Fargo
California
$6.19M +$538K +37,047 +9%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$3.41M +$482K +33,197 +15%
MML Investors Services
5
MML Investors Services
Massachusetts
$2M -$121K -8,308 -5%
ACP
6
Aviance Capital Partners
Florida
$1.88M +$34.9K +2,408 +2%
WAM
7
Wolverine Asset Management
Illinois
$1.4M +$1.52M +104,481 New
GC
8
Guggenheim Capital
Illinois
$1.35M -$1.18M -81,417 -45%
HWAM
9
Hennion & Walsh Asset Management
New Jersey
$1.22M +$2.45K +169 +0.2%
Baird Financial Group
10
Baird Financial Group
Wisconsin
$1.17M +$29.2K +2,014 +2%
RJA
11
Raymond James & Associates
Florida
$1.11M -$369K -25,461 -23%
Osaic Holdings
12
Osaic Holdings
Arizona
$1.11M +$164K +11,304 +16%
9WM
13
9258 Wealth Management
Ohio
$1.07M -$23.2K -1,597 -2%
OPA
14
Old Port Advisors
Maine
$949K +$137K +9,450 +15%
IFWM
15
Institute for Wealth Management
Colorado
$878K -$1.31K -90 -0.1%
Invesco
16
Invesco
Georgia
$845K +$86.6K +5,967 +10%
MAFM
17
Mid Atlantic Financial Management
Pennsylvania
$794K +$415K +28,565 +93%
SFS
18
Shaker Financial Services
Virginia
$794K +$863K +59,437 New
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$624K +$32.1K +2,209 +5%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$604K +$3.8K +262 +0.6%
FF
21
FourThought Financial
Florida
$582K +$445K +30,692 +238%
Ameriprise
22
Ameriprise
Minnesota
$537K -$20.2K -1,393 -3%
TCWM
23
Total Clarity Wealth Management
Illinois
$536K -$25K -1,725 -4%
Stifel Financial
24
Stifel Financial
Missouri
$458K
RVPG
25
Relative Value Partners Group
$390K

ECF Hedge Fund Activity: Q3 2021 in Review

43 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Ellsworth Growth & Income Fund (ECF) for Q3 2021, worth a combined $57.5M — down 12% from $65.2M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new ECF positions and 1 closed out — a net gain of 5 holders — while 18 added to existing stakes and 10 trimmed.

The largest buyer was Wolverine Asset Management, opening a new position worth an estimated $1.52M. The largest seller was Advisors Asset Management, cutting an estimated $4.09M.

  • 43 institutional investors held Ellsworth Growth & Income Fund (ECF) as of Q3 2021, up from 38 in Q2 2021.
  • Funds reported $57.5M of Ellsworth Growth & Income Fund stock for Q3 2021, down 12% quarter-over-quarter.
  • 6 funds opened new Ellsworth Growth & Income Fund positions in Q3 2021 and 1 closed out, a net change of +5 holders.
  • The largest Ellsworth Growth & Income Fund buyer in Q3 2021 was Wolverine Asset Management, an estimated $1.52M added.
  • The largest Ellsworth Growth & Income Fund seller in Q3 2021 was Advisors Asset Management, an estimated $4.09M sold.

Based on aggregated 13F filings for Q3 2021.