ECF

Ellsworth Growth & Income Fund
ECF

Overview Fund Activity

43 hedge funds and large institutions have $57.5M invested in Ellsworth Growth & Income Fund in 2021 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 18 increasing their positions, 10 reducing their positions, and 1 closing their positions.

Holders
43
Holders Change
+5
Holders Change %
+13.16%
% of All Funds
0.76%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
18
Reduced
10
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
WAM
1
Wolverine Asset Management
Illinois
$1.4M
2
SFS
2
Shaker Financial Services
Virginia
$794K
3
Wells Fargo
3
Wells Fargo
California
$6.19M
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$3.41M
5
FF
5
FourThought Financial
Florida
$582K

Top Sellers

1
AAM
1
Advisors Asset Management
Colorado
$9.29M
2
Morgan Stanley
2
Morgan Stanley
New York
$15.8M
3
GC
3
Guggenheim Capital
Illinois
$1.35M
4
RJA
4
Raymond James & Associates
Florida
$1.11M
5
TF
5
Trek Financial
Arizona
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$15.8M 1,186,122 -83,110 -7%
AAM
2
Advisors Asset Management
Colorado
$9.29M 695,557 -281,819 -29%
Wells Fargo
3
Wells Fargo
California
$6.19M 463,366 +37,047 +9%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$3.41M 255,154 +33,197 +15%
MML Investors Services
5
MML Investors Services
Massachusetts
$2M 150,036 -8,308 -5%
ACP
6
Aviance Capital Partners
Florida
$1.88M 140,723 +2,408 +2%
WAM
7
Wolverine Asset Management
Illinois
$1.4M 104,481 +104,481 New
GC
8
Guggenheim Capital
Illinois
$1.35M 100,750 -81,417 -45%
HWAM
9
Hennion & Walsh Asset Management
New Jersey
$1.22M 91,168 +169 +0.2%
Baird Financial Group
10
Baird Financial Group
Wisconsin
$1.17M 87,166 +2,014 +2%
RJA
11
Raymond James & Associates
Florida
$1.11M 83,271 -25,461 -23%
Osaic Holdings
12
Osaic Holdings
Arizona
$1.11M 83,256 +11,304 +16%
9WM
13
9258 Wealth Management
Ohio
$1.07M 79,899 -1,597 -2%
OPA
14
Old Port Advisors
Maine
$949K 71,567 +9,450 +15%
IFWM
15
Institute for Wealth Management
Colorado
$878K 65,708 -90 -0.1%
Invesco
16
Invesco
Georgia
$845K 63,267 +5,967 +10%
MAFM
17
Mid Atlantic Financial Management
Pennsylvania
$794K 59,404 +28,565 +93%
SFS
18
Shaker Financial Services
Virginia
$794K 59,437 +59,437 New
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$624K 46,708 +2,209 +5%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$604K 45,218 +262 +0.6%
FF
21
FourThought Financial
Florida
$582K 43,564 +30,692 +238%
Ameriprise
22
Ameriprise
Minnesota
$537K 39,761 -1,393 -3%
TCWM
23
Total Clarity Wealth Management
Illinois
$536K 40,121 -1,725 -4%
Stifel Financial
24
Stifel Financial
Missouri
$458K 34,246 – –
RVPG
25
Relative Value Partners Group
$390K 29,216 – –
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