ECF

Ellsworth Growth & Income Fund
ECF

Overview Fund Activity

34 hedge funds and large institutions have $35.5M invested in Ellsworth Growth & Income Fund in 2015 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 17 increasing their positions, 8 reducing their positions, and 2 closing their positions.

Holders
34
Holders Change
+3
Holders Change %
+9.68%
% of All Funds
0.89%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
17
Reduced
8
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$8.25M
2
UBS Group
2
UBS Group
Switzerland
$6.11M
3
LCM
3
Landscape Capital Management
New Jersey
$795K
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$1.54M
5
CRC
5
Curi RMB Capital
Illinois
$311K

Top Sellers

1
Geode Capital Management
1
Geode Capital Management
Massachusetts
$438K
2
SIA
2
Sit Investment Associates
Minnesota
$1.55M
3
1CP
3
1607 Capital Partners
Virginia
$1.95M
4
BI
4
Bulldog Investors
New Jersey
$388K
5
SFM
5
Signet Financial Management
New Jersey
$105K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$8.25M 1,063,994 +133,461 +14%
UBS Group
2
UBS Group
Switzerland
$6.11M 788,245 +41,088 +5%
AAM
3
Advisors Asset Management
Colorado
$3.14M 404,252 +396 +0.1%
GC
4
Guggenheim Capital
Illinois
$1.95M 251,513 +1,788 +0.7%
1CP
5
1607 Capital Partners
Virginia
$1.95M 251,667 -21,100 -8%
RVPG
6
Relative Value Partners Group
$1.77M 228,639 -6,900 -3%
SIA
7
Sit Investment Associates
Minnesota
$1.55M 200,098 -68,834 -26%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$1.54M 199,017 +32,949 +20%
Wells Fargo
9
Wells Fargo
California
$1.39M 179,096 +10,229 +6%
MFS
10
MSI Financial Services
Massachusetts
$1.13M 145,444 +6,568 +5%
GFM
11
Gramercy Funds Management
Connecticut
$852K 109,957 – –
LCM
12
Landscape Capital Management
New Jersey
$795K 102,605 +34,045 +50%
CWM
13
Concert Wealth Management
California
$612K 78,787 +5,414 +7%
RJA
14
Raymond James & Associates
Florida
$606K 78,201 +3,578 +5%
HighTower Advisors
15
HighTower Advisors
Illinois
$447K 57,723 -287 -0.5%
Geode Capital Management
16
Geode Capital Management
Massachusetts
– – – –
BI
17
Bulldog Investors
New Jersey
$388K 50,078 -15,844 -24%
ST
18
Sentinel Trust
Texas
$365K 47,100 – –
CRC
19
Curi RMB Capital
Illinois
$311K 40,149 +25,786 +180%
Invesco
20
Invesco
Georgia
$267K 34,467 +692 +2%
CCM
21
Coe Capital Management
Illinois
$264K 34,013 – –
DA
22
Doliver Advisors
Texas
$231K 29,775 -6,499 -18%
MIC
23
Meridian Investment Counsel
California
$195K 25,157 -593 -2%
ACP
24
Aviance Capital Partners
Florida
$188K 24,300 +11,700 +93%
ICAS
25
Investors Capital Advisory Services
Massachusetts
$151K 19,557 +19,557 New
1
2