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ECF

Ellsworth Growth & Income Fund

50 hedge funds and large institutions have $50.6M invested in Ellsworth Growth & Income Fund in 2021 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 14 increasing their positions, 17 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

160% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 5

16% more funds holding

Funds holding: 4350 (+7)

1.56% less ownership

Funds ownership: 31.9%30.34% (-1.6%)

12% less capital invested

Capital invested by funds: $57.5M → $50.6M (-$6.98M)

18% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 17

Holders
50
Holders Change
+7
Holders Change %
+16.28%
% of All Funds
0.77%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
13
Increased
14
Reduced
17
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$14.3M -$367K -27,899 -2%
AAM
2
Advisors Asset Management
Colorado
$6.62M -$2.1M -159,650 -23%
Wells Fargo
3
Wells Fargo
California
$6.04M +$334K +25,408 +5%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$4.25M +$1.17M +88,937 +35%
ACP
5
Aviance Capital Partners
Florida
$1.58M -$170K -12,904 -9%
Osaic Holdings
6
Osaic Holdings
Arizona
$1.16M +$136K +10,334 +12%
HWAM
7
Hennion & Walsh Asset Management
New Jersey
$1.11M -$13.9K -1,055 -1%
9WM
8
9258 Wealth Management
Ohio
$1.08M +$96.7K +7,360 +9%
Baird Financial Group
9
Baird Financial Group
Wisconsin
$1.06M -$13K -990 -1%
OPA
10
Old Port Advisors
Maine
$903K +$54.7K +4,165 +6%
WAM
11
Wolverine Asset Management
Illinois
$881K -$436K -33,184 -32%
NA
12
NewEdge Advisors
Louisiana
$838K +$892K +67,840 New
IFWM
13
Institute for Wealth Management
Colorado
$811K -$920 -70 -0.1%
MML Investors Services
14
MML Investors Services
Massachusetts
$782K -$1.14M -86,789 -58%
RJA
15
Raymond James & Associates
Florida
$777K -$268K -20,409 -25%
GC
16
Guggenheim Capital
Illinois
$768K -$507K -38,586 -38%
FF
17
FourThought Financial
Florida
$685K +$156K +11,861 +27%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$592K +$15.6K +1,190 +3%
Invesco
19
Invesco
Georgia
$554K -$243K -18,472 -29%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$509K -$52.1K -3,968 -9%
TCWM
21
Total Clarity Wealth Management
Illinois
$496K
Ameriprise
22
Ameriprise
Minnesota
$462K -$31.2K -2,374 -6%
SFS
23
Shaker Financial Services
Virginia
$418K -$337K -25,648 -43%
RVPG
24
Relative Value Partners Group
$361K
OHWP
25
Oak Harbor Wealth Partners
North Carolina
$338K +$359K +27,337 New

ECF Hedge Fund Activity: Q4 2021 in Review

50 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Ellsworth Growth & Income Fund (ECF) for Q4 2021, worth a combined $50.6M — down 12% from $57.5M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new ECF positions and 5 closed out — a net gain of 8 holders — while 14 added to existing stakes and 17 trimmed.

The largest buyer was Raymond James Financial Services Advisors, adding an estimated $1.17M. The largest seller was Advisors Asset Management, cutting an estimated $2.1M.

  • 50 institutional investors held Ellsworth Growth & Income Fund (ECF) as of Q4 2021, up from 43 in Q3 2021.
  • Funds reported $50.6M of Ellsworth Growth & Income Fund stock for Q4 2021, down 12% quarter-over-quarter.
  • 13 funds opened new Ellsworth Growth & Income Fund positions in Q4 2021 and 5 closed out, a net change of +8 holders.
  • The largest Ellsworth Growth & Income Fund buyer in Q4 2021 was Raymond James Financial Services Advisors, an estimated $1.17M added.
  • The largest Ellsworth Growth & Income Fund seller in Q4 2021 was Advisors Asset Management, an estimated $2.1M sold.

Based on aggregated 13F filings for Q4 2021.