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ECF

Ellsworth Growth & Income Fund

41 hedge funds and large institutions have $43.7M invested in Ellsworth Growth & Income Fund in 2020 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 12 increasing their positions, 12 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

125% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 4

8% more funds holding

Funds holding: 3841 (+3)

0% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 12

1.48% less ownership

Funds ownership: 39.91%38.43% (-1.5%)

28% less capital invested

Capital invested by funds: $61.1M → $43.7M (-$17.4M)

Holders
41
Holders Change
+3
Holders Change %
+7.89%
% of All Funds
0.9%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
12
Reduced
12
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$9.71M +$148K +13,752 +1%
Morgan Stanley
2
Morgan Stanley
New York
$8.47M -$187K -17,336 -2%
Wells Fargo
3
Wells Fargo
California
$6.8M +$596K +55,323 +8%
GC
4
Guggenheim Capital
Illinois
$3.65M -$71.9K -6,674 -2%
MML Investors Services
5
MML Investors Services
Massachusetts
$1.67M +$389K +36,093 +23%
RJA
6
Raymond James & Associates
Florida
$1.39M -$229K -21,258 -12%
ACP
7
Aviance Capital Partners
Florida
$1.11M -$13.4K -1,240 -1%
SFS
8
Shaker Financial Services
Virginia
$1.07M +$1.35M +125,091 New
RJFSA
9
Raymond James Financial Services Advisors
Florida
$1M -$30.6K -2,843 -2%
9WM
10
9258 Wealth Management
Ohio
$923K -$2.15K -200 -0.2%
Stifel Financial
11
Stifel Financial
Missouri
$783K +$52.5K +4,877 +6%
UBS Group
12
UBS Group
Switzerland
$745K -$4.8M -445,794 -84%
Baird Financial Group
13
Baird Financial Group
Wisconsin
$668K +$185K +17,228 +28%
IFWM
14
Institute for Wealth Management
Colorado
$593K -$67.7K -6,287 -8%
Invesco
15
Invesco
Georgia
$561K -$320K -29,730 -31%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$413K -$2.29K -213 -0.4%
TCWM
17
Total Clarity Wealth Management
Illinois
$368K
WAM
18
Wolverine Asset Management
Illinois
$348K +$437K +40,608 New
MC
19
Matisse Capital
Oregon
$337K +$423K +39,317 New
LPL Financial
20
LPL Financial
California
$302K +$112K +10,405 +42%
Ameriprise
21
Ameriprise
Minnesota
$301K +$269K +24,970 +247%
Cohen & Steers
22
Cohen & Steers
New York
$296K +$127K +11,798 +52%
RVPG
23
Relative Value Partners Group
$250K
MA
24
MUFG Americas
New York
$197K +$247K +22,905 New
MIC
25
Meridian Investment Counsel
California
$194K +$10.8K +1,000 +5%

ECF Hedge Fund Activity: Q1 2020 in Review

41 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Ellsworth Growth & Income Fund (ECF) for Q1 2020, worth a combined $43.7M — down 28% from $61.1M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new ECF positions and 4 closed out — a net gain of 5 holders — while 12 added to existing stakes and 12 trimmed.

The largest buyer was Shaker Financial Services, opening a new position worth an estimated $1.35M. The largest seller was UBS Group, cutting an estimated $4.8M.

  • 41 institutional investors held Ellsworth Growth & Income Fund (ECF) as of Q1 2020, up from 38 in Q4 2019.
  • Funds reported $43.7M of Ellsworth Growth & Income Fund stock for Q1 2020, down 28% quarter-over-quarter.
  • 9 funds opened new Ellsworth Growth & Income Fund positions in Q1 2020 and 4 closed out, a net change of +5 holders.
  • The largest Ellsworth Growth & Income Fund buyer in Q1 2020 was Shaker Financial Services, an estimated $1.35M added.
  • The largest Ellsworth Growth & Income Fund seller in Q1 2020 was UBS Group, an estimated $4.8M sold.

Based on aggregated 13F filings for Q1 2020.