ECF

Ellsworth Growth & Income Fund
ECF

Overview Fund Activity

38 hedge funds and large institutions have $65.2M invested in Ellsworth Growth & Income Fund in 2021 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 18 increasing their positions, 9 reducing their positions, and 4 closing their positions.

Holders
38
Holders Change
-1
Holders Change %
-2.56%
% of All Funds
0.66%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
18
Reduced
9
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Osaic Holdings
1
Osaic Holdings
Arizona
$1.06M
2
RJFSA
2
Raymond James Financial Services Advisors
Florida
$3.27M
3
OPA
3
Old Port Advisors
Maine
$939K
4
Morgan Stanley
4
Morgan Stanley
New York
$18.7M
5
FF
5
FourThought Financial
Florida
$189K

Top Sellers

1
AAM
1
Advisors Asset Management
Colorado
$14.4M
2
LPL Financial
2
LPL Financial
California
$197K
3
Wells Fargo
3
Wells Fargo
California
$6.28M
4
GC
4
Guggenheim Capital
Illinois
$2.68M
5
AAS
5
Avantax Advisory Services
Texas
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$18.7M 1,269,232 +28,592 +2%
AAM
2
Advisors Asset Management
Colorado
$14.4M 977,376 -85,513 -8%
Wells Fargo
3
Wells Fargo
California
$6.28M 426,319 -33,524 -7%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$3.27M 221,957 +36,513 +20%
GC
5
Guggenheim Capital
Illinois
$2.68M 182,167 -15,009 -8%
MML Investors Services
6
MML Investors Services
Massachusetts
$2.33M 158,344 -1,568 -1%
ACP
7
Aviance Capital Partners
Florida
$2.04M 138,315 +10,038 +8%
RJA
8
Raymond James & Associates
Florida
$1.6M 108,732 +6,683 +7%
HWAM
9
Hennion & Walsh Asset Management
New Jersey
$1.34M 90,999 +2,112 +2%
Baird Financial Group
10
Baird Financial Group
Wisconsin
$1.25M 85,152 +5,824 +7%
9WM
11
9258 Wealth Management
Ohio
$1.2M 81,496 -2,635 -3%
Osaic Holdings
12
Osaic Holdings
Arizona
$1.06M 71,952 +64,197 +828%
IFWM
13
Institute for Wealth Management
Colorado
$969K 65,798 – –
OPA
14
Old Port Advisors
Maine
$939K 62,117 +35,448 +133%
Invesco
15
Invesco
Georgia
$843K 57,300 +12,588 +28%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$661K 44,956 +214 +0.5%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$655K 44,499 -313 -0.7%
TCWM
18
Total Clarity Wealth Management
Illinois
$616K 41,846 – –
Ameriprise
19
Ameriprise
Minnesota
$607K 41,154 -6,649 -14%
Stifel Financial
20
Stifel Financial
Missouri
$504K 34,246 +5,000 +17%
MAFM
21
Mid Atlantic Financial Management
Pennsylvania
$454K 30,839 +11,200 +57%
RVPG
22
Relative Value Partners Group
$430K 29,216 – –
UBS Group
23
UBS Group
Switzerland
$326K 22,127 +577 +3%
DJYG
24
David J. Yvars Group
Florida
$261K 17,655 – –
RJT
25
Raymond James Trust
Florida
$260K 17,655 – –
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