ECF

Ellsworth Growth & Income Fund
ECF

Overview Fund Activity

33 hedge funds and large institutions have $37.6M invested in Ellsworth Growth & Income Fund in 2016 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 10 increasing their positions, 10 reducing their positions, and 5 closing their positions.

Holders
33
Holders Change
-1
Holders Change %
-2.94%
% of All Funds
0.88%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
10
Reduced
10
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFS
1
Shaker Financial Services
Virginia
$891K
2
LJAC
2
L.J. Altfest & Co
New York
$732K
3
CRC
3
Curi RMB Capital
Illinois
$385K
4
Citigroup
4
Citigroup
New York
$419K
5
SIA
5
Sit Investment Associates
Minnesota
$2.3M

Top Sellers

1
1CP
1
1607 Capital Partners
Virginia
$0
2
RVPG
2
Relative Value Partners Group
$409K
3
Cambridge Investment Research Advisors
3
Cambridge Investment Research Advisors
Iowa
$0
4
TC
4
TFS Capital
Pennsylvania
$0
5
SFM
5
Signet Financial Management
New Jersey
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$8.92M 1,131,719 +13,528 +1%
UBS Group
2
UBS Group
Switzerland
$6.03M 765,105 -275 -0%
AAM
3
Advisors Asset Management
Colorado
$2.87M 365,197 +15,283 +4%
SIA
4
Sit Investment Associates
Minnesota
$2.3M 292,010 +35,895 +14%
GC
5
Guggenheim Capital
Illinois
$2.11M 269,182 +19,604 +8%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$1.98M 250,653 -71 -0%
LCM
7
Landscape Capital Management
New Jersey
$1.66M 210,057 -6,031 -3%
Wells Fargo
8
Wells Fargo
California
$1.6M 202,620 +22,932 +13%
MFS
9
MSI Financial Services
Massachusetts
$1.12M 141,915 +911 +0.6%
SFS
10
Shaker Financial Services
Virginia
$891K 113,080 +102,149 +934%
GFM
11
Gramercy Funds Management
Connecticut
$866K 109,957 – –
RJA
12
Raymond James & Associates
Florida
$806K 102,308 +17,126 +20%
LJAC
13
L.J. Altfest & Co
New York
$732K 92,879 +92,879 New
SCM
14
Saba Capital Management
New York
$721K 91,857 – –
CWM
15
Concert Wealth Management
California
$660K 83,699 +4,087 +5%
HighTower Advisors
16
HighTower Advisors
Illinois
$442K 55,599 -965 -2%
ACP
17
Aviance Capital Partners
Florida
$434K 55,133 -8,231 -13%
Citigroup
18
Citigroup
New York
$419K 53,342 +47,971 +893%
RVPG
19
Relative Value Partners Group
$409K 51,935 -60,202 -54%
CRC
20
Curi RMB Capital
Illinois
$385K 48,848 +48,848 New
ST
21
Sentinel Trust
Texas
$371K 47,100 – –
BI
22
Bulldog Investors
New Jersey
$277K 35,123 – –
CCM
23
Coe Capital Management
Illinois
$257K 32,665 – –
Geode Capital Management
24
Geode Capital Management
Massachusetts
– – – –
Invesco
25
Invesco
Georgia
$242K 30,700 -1,745 -5%
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