ECF

Ellsworth Growth & Income Fund
ECF

Overview Fund Activity

31 hedge funds and large institutions have $34.3M invested in Ellsworth Growth & Income Fund in 2015 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 8 increasing their positions, 11 reducing their positions, and 4 closing their positions.

Holders
31
Holders Change
-1
Holders Change %
-3.13%
% of All Funds
0.87%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
8
Reduced
11
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJFSA
1
Raymond James Financial Services Advisors
Florida
$1.3M
2
Morgan Stanley
2
Morgan Stanley
New York
$7.28M
3
LCM
3
Landscape Capital Management
New Jersey
$536K
4
CRC
4
Curi RMB Capital
Illinois
$112K
5
GC
5
Guggenheim Capital
Illinois
$1.95M

Top Sellers

1
Geode Capital Management
1
Geode Capital Management
Massachusetts
$693K
2
AAM
2
Advisors Asset Management
Colorado
$3.16M
3
PAM
3
Panagora Asset Management
Massachusetts
$0
4
SIA
4
Sit Investment Associates
Minnesota
$2.1M
5
VKH
5
Virtu KCG Holdings
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$7.28M 930,533 +87,413 +10%
UBS Group
2
UBS Group
Switzerland
$5.84M 747,157 -5,969 -0.8%
AAM
3
Advisors Asset Management
Colorado
$3.16M 403,856 -54,224 -12%
1CP
4
1607 Capital Partners
Virginia
$2.13M 272,767 -3,452 -1%
SIA
5
Sit Investment Associates
Minnesota
$2.1M 268,932 -20,897 -7%
GC
6
Guggenheim Capital
Illinois
$1.95M 249,725 +13,710 +6%
RVPG
7
Relative Value Partners Group
$1.84M 235,539 -2,204 -0.9%
Wells Fargo
8
Wells Fargo
California
$1.32M 168,867 +3,654 +2%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$1.3M 166,068 +166,068 New
MFS
10
MSI Financial Services
Massachusetts
$1.09M 138,876 +8,268 +6%
GFM
11
Gramercy Funds Management
Connecticut
$860K 109,957 – –
Geode Capital Management
12
Geode Capital Management
Massachusetts
– – – –
RJA
13
Raymond James & Associates
Florida
$584K 74,623 – –
CWM
14
Concert Wealth Management
California
$577K 73,373 -1 -0%
LCM
15
Landscape Capital Management
New Jersey
$536K 68,560 +22,980 +50%
BI
16
Bulldog Investors
New Jersey
$516K 65,922 -4,600 -7%
HighTower Advisors
17
HighTower Advisors
Illinois
$454K 58,010 +1 +0%
ST
18
Sentinel Trust
Texas
$368K 47,100 – –
DA
19
Doliver Advisors
Texas
$284K 36,274 -8,164 -18%
CCM
20
Coe Capital Management
Illinois
$266K 34,013 – –
Invesco
21
Invesco
Georgia
$264K 33,775 +10,891 +48%
MIC
22
Meridian Investment Counsel
California
$201K 25,750 – –
SFM
23
Signet Financial Management
New Jersey
$168K 21,498 – –
CRC
24
Curi RMB Capital
Illinois
$112K 14,363 +14,363 New
Bank of America
25
Bank of America
North Carolina
$106K 13,476 – –
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